PART 1 ORGANIZATION
Rule 1.1 Definitions
Rule 1.2 Rules of Court
Rule 1.3 Chief Judge
Rule 1.4 Presiding Judge
Rule 1.5 Judicial Assignments
Rule 1.6 Committees
Rule 1.7 Court Personnel
Rule 1.8 Selection of Associate Judges
Rule 1.9 Judicial Meetings
Rule 1.10 Jurors, Terms of Service, Summons and Excuse
Rule 1.11 Court Accessibility
Rule 1.12 Assistance for Self-Represented Litigants
Rule 1.13 Soliciting and Loitering Prohibited
Rule 1.14 Decisions Within 60 Days
Rule 1.15 Courtroom Decorum
Rule 1.16 E-Mail Communication with Judges
Rule 1.17 Photographing, Recording, Broadcasting, or Televising in or Near
Courtrooms
Rule 1.18 Chief Judge Personnel
Rule 1.19 Electronic Court Reporting
PART 2 E-FILING
Rule 2.1 Authority
Rule 2.2 Requirement of Electronic Filing
Rule 2.3 Definitions
Rule 2.4 Registration; Authorized Users
Rule 2.5 Method of Filing
Rule 2.6 Privacy
Rule 2.7 Format of Documents; E-Filing of Multiple Documents; Rejection
Rule 2.8 Signatures
Rule 2.9 Maintenance of Original Documents
Rule 2.10 Time of Filing; Acceptance by the Clerk and Electronic Filing Stamp
Rule 2.11 Electronic Service and Filing Proof of Service
Rule 2.12 Collection of Fees
Rule 2.13 System or User Errors
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PART 3 CLERKS OF THE CIRCUIT COURT
Rule 3.1 Clerk’s Duties
Rule 3.2 Pleadings and Court Files
Rule 3.3 Sealing and Impoundment
Rule 3.4 Hours of the Office of the Clerk
Rule 3.5 Forms and Legal Assistance
Rule 3.6 Issuance of Subpoenas; Docket Entries
Rule 3.7 Custody of Evidence
Rule 3.8 Judge’s Notes
PART 4 APPEARANCES
Rule 4.1 Appearances
Rule 4.2 Appearance Fees
Rule 4.3 Application for Waiver of Court Fees
Rule 4.4 Remote Appearances
Rule 4.5 [Reserved]
Rule 4.6 Hearings by Telephone
PART 5 MOTIONS AND OTHER PRE-TRIAL PROCEEDINGS
Rule 5.1 Motion Practice
Rule 5.2 Specific Motions
Rule 5.3 Civil Case Management Conference
Rule 5.4 Discovery Documents
Rule 5.5 Discovery in Criminal Cases
Rule 5.6 Subpoenas
Rule 5.7 Written Draft Orders
Rule 5.8 Settlement Conference
Rule 5.9 Final Pretrial Conference
Rule 5.10 Trial Continuances
Rule 5.11 Foreclosure Sales
Rule 5.12 Warnings on Post-Judgement Notices
Rule 5.13 Dismissal for Want of Prosecution
PART 6 CIVIL MEDIATION
Rule 6.1 Purpose of Mediation
Rule 6.2 Referral by Judge or Stipulation
Rule 6.3 Scheduling Mediation
Rule 6.4 Mediation Rules and Procedures
Rule 6.5 Mediator Qualifications
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PART 7 CONTEMPT OF COURT
Rule 7.1 Contumacious Conduct Defined
Rule 7.2 Direct Criminal Contempt
Rule 7.3 Indirect Criminal Contempt
Rule 7.4 Civil Contempt
PART 8 DISSOLUTION OF MARRIAGE AND FAMILY LAW CASES
Rule 8.1 Disclosures Required in Dissolution of Marriage and Family Law Cases
Rule 8.2 Parenting Education
Rule 8.3 Settlement Conference
Rule 8.4 Criteria for Placement on Approved List of Attorneys
Rule 8.5 Mediation
PART 9 PROBATE PROCEEDINGS
Rule 9.1 Probate Act
Rule 9.2 Admission of Will to Probate When Holographic or in Language Other
Than English
Rule 9.3 Deposition of Witness to Will or Codicil
Rule 9.4 Supplemental Proceedings
Rule 9.5 Safety Deposit Box
Rule 9.6 Investment by Guardian
Rule 9.7 Expenditures from Ward’s Estate
Rule 9.8 Required Inventory Descriptions
Rule 9.9 Procedure for Disposition of Claims
Rule 9.10 Inaction in Probate Estates
Rule 9.11 Account of Disbursements
Rule 9.12 Periodic Accounts
Rule 9.13 Jury Demand
Rule 9.14 Settlement of Personal Injury or Death Action in Decedent’s Estate
Rule 9.15 Withdrawal of Funds Deposited with Treasurer
Rule 9.16 Withdrawal of Ward’s Money
Rule 9.17 Assignment of Interest
Rule 9.18 Payment of Distributive Share to Citizen and Resident of Foreign
Country
Rule 9.19 Fees
PART 10 DISPOSITION OF CASES OF MINORS OR DISABLED PERSONS
Rule 10.1 Settlement of Minor’s or Ward’s Personal Injury, Wrongful Death, or
Survival Statute Claim
Rule 10.2 Distribution of Funds to a Minor Pursuant to Judgment
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PART 1. ORGANIZATION
Rule 1.1 Definitions. The following terms in these Rules are defined as follows:
(a) “Circuit” means and refers to the Circuit Court of the Fifteenth Judicial
Circuit, Illinois.
(b) “Court” means and refers to the circuit court and, if applicable, the judge
presiding over a case.
(c) “Clerk” means and refers to the Clerk of any Court in the Circuit.
(d) “Rules” means and refers to these Local Rules of the Circuit.
(e) “Supreme Court Rules” and “S. Ct. R.” mean and refer to the Rules of the
Illinois Supreme Court.
(f) “SRL” means and refers to a self-represented litigant, who is a person who
does not retain an attorney and appears in court proceedings on his or her own behalf.
Rule 1.2 Rules of Court
(a) Power of Court to Adopt Rules. These Rules are promulgated pursuant to
735 ILCS 5/1-104(b), which provides that circuit courts may make rules regulating their
dockets, calendars, and business, and S. Ct. R. 21(a), which provides that a majority of the
circuit judges in each circuit may adopt rules governing civil and criminal cases consistent
with the Supreme Court Rules and Illinois statutes.
(b) Effective Date; Existing Rules Repealed. These Rules shall become
effective March 12, 2021. All prior rules of the Circuit are hereby repealed.
(c) Amendment of Rules. Any amendment of these Rules shall be passed by a
majority vote of all circuit judges of the Circuit, with each voting judge being mailed a
copy of the proposed amendment at least 10 days before the vote.
Rule 1.3 Chief Judge
(a) Selection. A majority of the circuit judges of the Circuit shall select, by
secret ballot, one of their number to serve as Chief Judge for a four-year term, having
commenced January 1, 2020, and shall select a Chief Judge in the same manner every four
years thereafter. No Chief Judge may succeed himself or herself in office.
(b) Acting Chief Judge. The Chief Judge shall designate one of the circuit
judges to act as Acting Chief Judge in his or her absence or when the Chief Judge is unable
to serve. The designation shall be in writing and promulgated to all circuit judges. The
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Acting Chief Judge shall have the same powers and duties as the Chief Judge when the
Chief Judge is absent or unable to serve.
(c) Vacancy. Whenever a vacancy occurs in the office of the Chief Judge, a
majority of the circuit judges shall select a circuit judge to fill the unexpired term. Any two
circuit judges may call a meeting of the circuit judges for the purpose of electing a Chief
Judge to fill the unexpired term of office. A judge elected under this section may succeed
himself or herself in office for one full four-year term. The election shall be held within
three weeks of the vacancy, and at least seven days’ notice shall be given to all circuit
judges.
(d) Chief Judge’s Powers and Duties. The Chief Judge is responsible for the
administration of all courts in the Circuit and shall direct the Circuit’s operations. A Chief
Judge has general administrative authority over the Circuit, including authority to provide
for general or specialized divisions, to provide for functional units, and to designate
appropriate times and places of holding court. The Chief Judge is subject to, and
responsible for, the implementation and enforcement of the rules, orders, policies, and
directives of the Illinois Supreme Court, the Chief Justice of the Illinois Supreme Court,
and the Director of the Administrative Office of the Illinois Courts. All orders entered by
the Chief Judge shall be kept on file in the office of the Court Administrator and the office
of each Clerk. The Court Administrator shall maintain the orders as permanent court
records, which will be available for inspection as public documents. Copies will be
available for a nominal fee.
(e) Removal of the Chief Judge. A majority of the circuit judges may at any
time by written notice call a meeting of the circuit judges at a time and place stated for the
purpose of considering the removal of the Chief Judge from the office of Chief Judge. A
copy of the notice shall be delivered, e-mailed with receipt verification, or mailed postage
prepaid to each circuit judge at least five days before the time fixed for the meeting. At the
meeting, the judges shall vote by secret ballot on the question “Shall the present Chief
Judge be removed from office?” If a majority of the judges vote for removal, the Chief
Judge is thereby removed from office, and the judges at once shall elect a new Chief Judge
to take office.
Rule 1.4 Presiding Judge
(a) Designation. The Chief Judge shall by administrative order designate a
judge in each county of the Circuit as the Presiding Judge in that county. The Presiding
Judge shall sit at the pleasure of the Chief Judge. The Chief Judge may serve as the
Presiding Judge of the county in which he or she presides.
(b) Powers and Duties of the Presiding Judge. The Presiding Judge or his or
her designee shall call and impanel grand and petit juries, submit budgets, administer the
judicial department of the county in which he or she presides, and perform such other duties
as may be required for the proper administration of justice. He or she may promulgate
administrative orders within his or her county not inconsistent with these Rules or the
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administrative orders of the Chief Judge. All administrative orders issued by the Presiding
Judge shall be tendered to the Chief Judge 14 days before their effective date. An
administrative order shall take effect on its effective date unless the Chief Judge
disapproves the proposed administrative order.
Rule 1.5 Judicial Assignments
(a) Assignments by the Chief Judge. The Chief Judge shall assign circuit
judges and associate judges to the various counties within the Circuit and may further
assign all judges on a case-by-case basis.
(b) Assignments by the Presiding Judge. The Presiding Judge may assign
judicial duties to the circuit and associate judges regularly assigned to that county by the
Chief Judge.
Rule 1.6 Committees
(a) Formation of Committees. The Chief Judge may create and dissolve
standing or ad hoc committees and may appoint judges and/or administrative staff to any
committee. Any standing committee shall be established by administrative order.
(b) Judicial Liaison Committee. Until such time as it is dissolved by the Chief
Judge, the Circuit shall maintain a Judicial Liaison Committee. A circuit judge and an
associate judge appointed by the Chief Judge and representatives of county bar associations
in the Circuit will comprise the Committee. The Committee’s goals are to enhance
communication between the bench and the bar in the Circuit, propose and review changes
to these Rules, and otherwise foster an effective and collegial relationship between the
bench and the bar.
Rule 1.7 Court Personnel
(a) Court Complement. A full court complement consists of the judge,
courtroom clerk, and bailiff when court is in session. A full complement shall be
maintained whenever directed by the Presiding Judge.
(b) Courtroom Clerk. The courtroom clerk shall be the Clerk or a deputy clerk
authorized to swear witnesses. The clerk shall attend court when court is in session unless
excused on a case-by-case basis by the Court. The clerk shall obtain all necessary files and
docket sheets for cases to be heard, swear witnesses, and perform other duties as the Court
directs.
(c) Bailiff. The bailiff shall open and close court, preserve order in the
courtroom, attend to the jury when placed in his or her custody, and perform other duties
as the Court directs.
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Rule 1.8 Selection of Associate Judges
(a) Application Process. Election to the office of associate judge will be in
accordance with S. Ct. R. 39 and the following additional local procedures:
(1) After applications are closed pursuant to S. Ct. R. 39, the Chief
Judge shall make the applicants’ names public for a period of at least 28 days to allow for
public comment. All public comment shall be in writing and addressed to the Chief Judge’s
office. The Chief Judge’s office shall make all public comments available to each circuit
judge before interviews.
(2) During the time for public comment, the Chief Judge’s office shall
investigate the background of each candidate, including but not limited to reviewing
ARDC, LEADS, credit history, and other pertinent records.
(3) The circuit judges shall conduct an en banc interview with each
candidate. If a candidate has been interviewed within the previous 24 months, the circuit
judges by majority vote may agree to forgo an additional interview.
(b) Contact with Candidates. It shall be within the discretion of each circuit
judge whether he or she will allow contact with a candidate during the application process
to address the candidate’s application.
Rule 1.9 Judicial Meetings
(a) Circuit Judges. The Chief Judge shall convene a meeting of the circuit
judges at least three times each year.
(b) Associate Judges. The Chief Judge shall convene a meeting of the associate
judges at least three times each year.
(c) All Judges. The Chief Judge shall convene a joint meeting of the circuit
and associate judges at least once each year.
Rule 1.10 Jurors, Terms of Service, Summons, and Excuse
(a) Grand Jurors. Grand jurors shall be called by the Presiding Judge or jury
commission for a specified period not to exceed 18 months. After being impaneled,
instructed, and sworn, the grand jury shall sit from time to time until permanently
discharged by the Court. The Presiding Judge shall direct the grand jury, or a committee
thereof, to inspect the jail and any juvenile detention facility at least annually and submit
its report to the Presiding Judge.
(b) Petit Jurors. Petit jurors shall be called by the Presiding Judge or the jury
commission for a period of time to be designated by the Presiding Judge. The Presiding
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Judge or the jury commission shall certify to the Clerk the number of petit jurors required,
together with the date, time, and place of reporting and period of service. Jury commissions
are authorized to employ computers or similar devices to assemble and draw general,
active, and period jury lists from voter registration and driver’s license lists and as
otherwise provided by law.
(c) Jury Summonses. The Clerk shall issue and cause to be served a jury
summons on all grand jurors and petit jurors at least 15 days before the first day of service.
Jury summonses may be served by regular mail to the addresses as listed in the voter
registration or driver’s license files.
(d) Jury Excuses. The Presiding Judge, his or her designee, or the jury
commissioner is authorized to excuse summoned jurors, continue their service, and
regulate their assignments to the various courtrooms within the county.
(e) Applicable Rules. The grand jury and petit jury are subject to the jury
commission’s rules.
Rule 1.11 Court Accessibility
(a) Physical Facilities. Judges and court personnel shall endeavor to make the
physical facilities and services of the courthouse available to persons with disabilities or
those who request accommodation under the Americans with Disabilities Act.
(b) Reasonable Accommodations. When appropriate and necessary, the Court
may enter orders to provide for, among other things, emergency designation of additional
courtrooms, the rendering of physical assistance to individuals, recessing of court to a more
appropriate location, designation of interpreters, and the temporary or permanent provision
of essential equipment.
(c) Reasonable Efforts. Court personnel shall make every reasonable effort to
effectively communicate to senior citizens and persons with disabilities that special
services and equipment will be made available to them to ensure their access to the due
administration of justice.
(d) Interpreters. Whenever reasonably possible, language interpreters or a
language interpretation service will be made available to litigants and witnesses who are
unable to communicate effectively in English. Each county shall maintain a policy for
whether and when the cost of the language interpreter or a language interpretation service
shall be charged to a party.
Rule 1.12 Assistance for Self-Represented Litigants
(a) Expectations. An SRL, under the law, is held to the same standards and
duties as an attorney. An SRL is expected to know what the law requires and how to
proceed in accordance with applicable statutes and these Rules.
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(b) No Legal Advice. In the performance of their official duties, court
personnel and staff of the Clerk may not give legal advice to an SRL.
(c) Permitted Information. Court personnel and staff of the Clerk may assist
an SRL regarding procedural matters by referring the individual to these Rules and/or
providing the SRL an electronic or printed version of all or part of these Rules. Court
personnel and staff of the Clerk also may refer an SRL to the law library in the courthouse,
pre-printed forms maintained by the Clerk, local and state bar associations, and/or any
organization providing legal advice or services to SRLs.
Rule 1.13 Soliciting and Loitering Prohibited
(a) Prohibited Solicitation. Attorneys may not solicit business in the
courthouses.
(b) Prohibited Loitering. Loitering in or about the rooms or corridors of the
courthouses is prohibited. Unapproved groups congregating or causing a disturbance or
nuisance in the courthouses are prohibited. Picketing or parading outside of the building
housing the Court within the immediate proximity of the Court is prohibited only when the
picketing or parading obstructs or impedes the orderly administration of justice.
(c) Enforcement. The sheriff of each county in the Circuit, his or her deputies,
and court bailiffs shall enforce this Rule, either by ejecting violators from the courthouse
or causing them to appear before one of the judges for a hearing and imposition of
punishment as the Court deems proper.
Rule 1.14 Decisions Within 60 Days
(a) Prompt Decisions Encouraged. All judges are encouraged to render their
decisions promptly when matters are ready for decision, and, except as hereinafter
provided, no judge shall keep a matter under advisement or fail to render a decision in a
matter submitted to that judge for longer than 60 days after the matter is ready for decision.
For the purposes of this Rule, a matter is ready for decision when the Court has received
all written submissions and heard all arguments ordered by the Court. A judge taking a
case under advisement shall set the case for a date certain within that time for entering the
decision or conducting a status conference.
(b) Reporting by Judge. Any case taken under advisement that has not been
decided by the judge within 60 days shall be reported by the judge to the Presiding Judge
or Chief Judge with an explanation of the reason the decision has not been rendered.
(c) Reporting by Others. Any person may report a violation of this Rule to the
Presiding Judge or the Chief Judge.
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Rule 1.15 Courtroom Decorum
(a) Judicial Responsibility. It shall be the Court’s responsibility to enforce
proper courtroom decorum of all court staff, attorneys, and persons within the courtroom
in which he or she is presiding. Each judge should be attired in a judicial robe whenever
he or she presides. Any provision in this Rule 1.15 may be waived by the Court or by
appropriate administrative order entered by the Presiding Judge.
(b) Opening of Court. All persons who are able should stand when court is
opened, recessed, reconvened, or adjourned.
(c) Courtroom Attire. Persons present in court shall dress as follows:
(1) Male attorneys shall wear coat and tie, and female attorneys shall
wear appropriate business attire for courtroom proceedings.
(2) Court clerks and probation officers shall wear uniforms or
appropriate business attire.
(3) Court reporters shall wear appropriate business attire.
(4) Bailiffs shall wear attire to identify themselves as court security
personnel.
(5) Except for religious or medical purposes, no caps or hats may be
worn while court is in session.
(6) SRLs, litigants, witnesses, and jurors shall wear appropriate attire,
which does not include short shorts, tank-tops, or clothing that exposes bare midriffs.
(7) No vulgar language shall be visible on attire.
(8) No outerwear, such as overcoats, shall be worn in the courtroom
while court is in session.
(d) Food, Drink, and Tobacco Products. No food, candy, beverages, or
tobacco products may be consumed in the courtroom during the business day except when
food or drink is allowed with leave of the Court. Leave will be given for the consumption
of medical necessaries.
(e) No Entry if Under the Influence of Alcohol or Drugs. No person shall
enter or remain in a court facility while under the influence of alcohol or drugs. This
prohibition shall not apply in cases in which a drug is being used as prescribed for a patient
by a licensed physician.
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(f) No Animals. Dogs and other animals, except licensed and certified service
animals, shall not be brought into any court facility without leave of Court.
(g) No Solicitation. Distribution, posting, or affixing materials such as
pamphlets, handbills, or flyers, on bulletin boards or elsewhere within or on any court
facility is prohibited, except as authorized.
(h) No Nuisances. The following conduct is prohibited in all courthouses in the
Circuit:
(1) Any conduct that creates loud or unusual noise or a nuisance;
(2) Any conduct that unreasonably obstructs the usual entrances, foyers,
lobbies, corridors, offices, elevators, work areas, stairways, or courtrooms;
(3) Any conduct that otherwise impedes or disrupts the performance of
official duties by employees in the courthouse; and
(4) Any conduct that prevents the general public from obtaining the
services provided in the courthouse in a safe and timely manner.
(i) Conduct During Proceedings. Persons present in court shall conduct
themselves as follows:
(1) Counsel and SRLs should stand when addressing the Court unless
medically unable to do so.
(2) Counsel and SRLs may not engage opposing counsel or an opposing
SRL in a colloquy. All comments or arguments should be addressed to the Court.
(3) Counsel and SRLs may not approach the bench, the court reporter,
the clerk, or a witness without leave of the Court.
(4) Counsel and SRLs may not request the court reporter to go off the
record or to read back a portion of the proceedings. These requests should be made to the
Court.
(5) No one may possess or use a cellphone or pager in the audible mode,
nor may any person receive or make cellphone calls in the courtroom while court is in
session.
(6) No one may read newspapers or magazines in the courtroom while
court is in session.
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(7) Counsel and SRLs are to maintain a reasonable distance from the
jury box during jury trials. Counsel and SRLs are to avoid physical contact with the jury
box and jurors.
(8) Attorneys, court personnel, and SRLs should avoid conversation
among themselves or with others while waiting to be called when court is in session.
(j) Exhibits
(1) Marking Exhibits. Counsel and SRLs should mark exhibits in
advance of trial with exhibit stickers when available. Exhibits should be marked as
“Plaintiff’s,” “Petitioner’s,” “Defendant’s,” or “Respondent’s” as appropriate.
(2) Copying Exhibits. When practicable, copies of exhibits should be
furnished to the Court, opposing counsel, and any opposing SRL no later than when the
exhibit is offered in evidence. When practicable, a list of exhibits should be furnished to
the Court, opposing counsel, and any opposing SRL no later than the beginning of the
hearing. Unless use of an exhibit was not reasonably anticipated, counsel and SRLs should
make their own copies of exhibits. Except in limited circumstances, photocopiers provided
in courtrooms are not intended to be used for photocopying of exhibits.
(3) Displaying Exhibits to Jury. Exhibits may not be displayed to the
jury without leave of Court and until received in evidence.
(4) Possession of Exhibits. Possession and responsibility for exhibits
remains with the proponent until the exhibits are received in evidence, at which time the
Clerk shall become responsible for the possession of the exhibits, unless otherwise ordered
by the Court.
Rule 1.16 E-Mail Communication with Judges. Unless specifically requested to do
so by a judge or court personnel, attorneys and SRLs should not send ex parte e-mails to
judges regarding pending matters. Unless otherwise requested by the judge or court
personnel, e-mails regarding scheduling or other procedural matters should be sent to the
judge’s court reporter, specialist, or assistant. A copy of any permitted e-mail sent to a
judge or other e-mail sent to a judge’s court reporter, specialist, or assistant should at the
same time be sent to all opposing counsel and SRLs who have appeared in the case.
Rule 1.17 Photographing, Recording, Broadcasting, or Televising in or Near
Courtrooms
(a) Audio and Video Recording Prohibited. Except as provided in the
Circuit’s Extended Media Coverage policy, the taking of photographs, audio or video
recording, or broadcasting by radio, television, or other electronic means in connection
with any judicial proceeding in any courtroom, or in areas immediately adjacent to any
courtroom, including public hallways of any courthouse of this Circuit, are prohibited. This
prohibition includes audio or video transmission or recording of judicial proceedings made
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by cellphone, personal data assistant, laptop computer, tablet, and other wired or wireless
data transmission and recording device.
(b) Use of Personal Electronic Devices. Access to the courtrooms, chambers,
and court offices shall be denied to persons possessing cameras or recording devices other
than “personal electronic devices” identified below. Any person found possessing a camera
or prohibited recording device within the courtroom, chambers, or court offices in violation
of this Rule shall have his or her name and address recorded by security staff and shall be
escorted out of the building. A second violation by the same person may result in
confiscation of the equipment. Except as otherwise required by county security policies,
cellphones are not barred, but their use in any of the courtrooms for calling or making audio
or video recording is strictly prohibited. Anyone violating this Rule shall be subject to
contempt proceedings.
(c) Definition of “Personal Electronic Devices.” As used in the Rule,
“personal electronic devices” includes smartphones, tablets, and laptop computers.
(d) Exceptions. The provisions of this Rule shall apply during the regular
business hours of the Court, except:
(1) Court reporters may make recordings of courtroom proceedings in
the performance of their regular duties;
(2) Incidental to ceremonial proceedings, any judge, with the
permission of the Presiding Judge or the Chief Judge, may permit the taking of
photographs, audio or video recording, and broadcasting by radio and television within the
area of the judge’s courtroom, chambers, or court offices; and
(3) In special circumstances as authorized by the Chief Judge.
(e) Purpose of Rule. The purpose of this Rule is to implement the provisions
of the Supreme Court Rules and to provide for the orderly administration of justice. This
Rule shall not be applied in a way that conflicts with any Supreme Court Rule.
Rule 1.18 Chief Judge Personnel. No Chief Judge personnel may be changed except
by majority vote of the circuit judges.
Rule 1.19 Electronic Court Reporting
(a) Approval for Use. Pursuant to S. Ct. R. 46 and the regulations in regard to
Standards of Security of the Official Record of Court Proceedings effective December 13,
2005, electronic reporting systems are approved for use in the Circuit. Pursuant to these
regulations, personnel shall be trained and certified to operate the electronic recording
system.
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(b) Preserving Electronic Recordings. The production of the physical
medium storing the electronic recording of court proceedings shall be monitored by
certified operators of the electronic reporting system, who shall tag with their initials each
electronic recording at the time of recording. The electronic recording medium shall be
securely preserved in an unaltered and unalterable condition.
(c) Use of Recordings. Digital computer recordings of testimony are created
only for the purpose of preserving the words spoken in formal courtroom proceedings,
hearings, and trials, so that a transcript, which is the official record, may be subsequently
produced. The digital computer recordings are owned by the Circuit and may be used only
pursuant to Rule or administrative order.
(d) Unintended Recordings. Any spoken words in the courtroom that are not
a part of the proceeding, hearing, or trial are not intended recordings. Other than by certified
operators of the electronic recording system to orient themselves on recording content, they
may not be listened to or used in any way.
(e) Authorized Playbacks. Playback of any portion of the computer recording
of a proceeding, hearing, or trial is authorized only:
(1) During the proceeding, hearing, or trial at the direction of the Court;
(2) By certified court reporting personnel to create a transcript as the
official record; or
(3) At the direction of the Court for use by the Court.
(f) Transcripts. A request for a transcript from either the electronic recording
system or a court reporter may be obtained by completing a Transcript Request Form,
available in the court reporter’s office. Transcripts generated from the electronic recording
systems shall be prepared in accordance with applicable statutory authority, rule, and
regulation and shall be certified.
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PART 2. E-FILING
Rule 2.1 Authority. The Circuit has been approved to accept the electronic filing of
documents in civil proceedings. Specific authority has been granted for electronic filing by
Illinois Supreme Court Order M.R. 18368 amended January 22, 2016, mandating electronic
filing in civil case types effective January 1, 2018, through the utilization of a centralized
electronic filing manager (EFM) authorized by the Illinois Supreme Court.
Rule 2.2 Requirement of Electronic Filing
(a) Requirement. Except as otherwise set forth in these Rules and the Supreme
Court Rules, the Court requires electronic filing in all civil cases. With approval of the
Director of the Administrative Office of the Illinois Courts, the Court by written
administrative order may authorize or require electronic filing of additional types of cases.
The Clerk shall direct any phasing in of case types.
(b) Testamentary Documents. Wills and other testamentary documents shall
not be accepted for electronic filing. Any unapproved case or document type filed
electronically by a Filer may be rejected by the Clerk.
Rule 2.3 Definitions. The following terms in these Rules are defined as follows:
(a) “Conventional Filing” means and refers to the filing of paper documents or
information with the Clerk.
(b) “E-document” means and refers to a document electronically filed under
these Rules.
(c) “Electronic Filing” and “E-filing” mean and refer to the electronic
transmission of information or documents between the Clerk and an electronic filing
service provider for the purposes of case processing.
(d) “Electronic Filing Manager” and EFM mean and refer to the service
approved by the Illinois Supreme Court and used by circuit courts to manage the flow of
documents and data among Filers, clerks, and the judiciary.
(e) “Electronic Service” and “E-service” mean and refer to an electronic
transmission of documents to an SRL, attorney, or representative in a case. However, E-
service shall not confer jurisdiction when personal service is required by law.
(f) Filermeans and refers to an individual who has registered a username and
password with the EFM.
(g) “Portable Document Format” and “PDF” mean and refer to a file format
that preserves all fonts, formatting, colors, and graphics of any source document regardless
of the application platform used.
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(h) “Vendor” means and refers to an internet-based service provider that
provides an online platform for scanning and filing court documents.
Rule 2.4 Registration; Authorized Users
(a) Registration Requirement. Before E-filing any document, a user must
register with the Clerk and the Court’s authorized E-filing Vendor.
(b) Required Attorney Information. Attorneys must register with the Clerk
and shall at a minimum provide the following information: firm name; attorney names and
ARDC registration numbers; address; phone number; e-mail address for E-service; staff
contact information; and an approved method for paying filing fees.
(c) ARDC Registration Numbers. ARDC registration numbers will be used
to identify an attorney and to verify that an attorney is licensed and in good standing with
the Illinois Supreme Court. The Clerk is authorized to verify whether an attorney who
registers as a Filer is authorized to practice in Illinois.
(d) SRLs. SRLs may utilize E-filing through a Vendor in the manner prescribed
by the Clerk.
(e) Registration with Vendor. All Filers shall be registered through their
Vendor. All registrations will be used to identify the source of any document submitted
electronically to the Clerk.
(f) Workstation. The Clerk shall provide attorneys and SRLs in e-filed cases
access to an e-file computer workstation. The E-filing workstation shall be available during
normal business hours and without charge.
Rule 2.5 Method of Filing
(a) Acceptance and Approval. The Clerk shall accept and approve filings
electronically, through a Vendor or through the Clerk’s computer workstation.
(b) Conventional Filing. At no time shall the E-filing program prevent or
exclude the ability to file any pleading or document that is required to be filed by
Conventional Filing.
(c) Scanning by Clerk. If the Court excuses a party from the obligation to
electronically file documents, the Clerk shall scan documents filed by Conventional Filing
by that party into the electronic file.
(d) Access to Court Documents. The method of filing shall not affect the right
of access to court documents. The Clerk shall maintain public access viewing to allow
electronic records and electronic documents to be displayed to the public. Electronic access
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and dissemination of court records shall be in accordance with applicable policies of the
Illinois courts.
Rule 2.6 Privacy. It is the responsibility of the Filer to ensure documents or exhibits
filed electronically do not disclose information previously or statutorily impounded or
sealed under these Rules or private information as defined in Supreme Court Rules 15 and
138. The Clerk is not responsible for the content of e-filed documents and has no obligation
to review, redact, or screen any expunged, sealed, or impounded information.
Rule 2.7 Format of Documents; E-Filing of Multiple Documents; Rejection
(a) Required Information. All E-documents shall, to the extent practicable,
be formatted in accordance with the applicable Supreme Court Rules and these Rules
governing the formatting of paper pleadings. Additionally, each E-document shall include
the case title, case number, and nature of the filing.
(b) Identifying Information. Each E-document shall include the typed name,
e-mail address, mailing address, and telephone number of the Filer. Attorneys shall include
their ARDC registration number on all E-documents.
(c) Formatting. Documents shall be formatted as follows:
(1) The size of the type in the body of the text must be no less than 12-
point font.
(2) The size of the pages must be 8 ½ by 11 inches.
(3) The margins on each side of the page must be a minimum of 1 inch.
(4) The top right 2-inch by 2-inch corner of the first page of each
pleading must be left blank for the Clerk’s stamp.
(d) PDF Format. All electronically filed documents must be in PDF format.
(e) Maximum File Size. The maximum file size allowable is as determined by
a Vendor’s program. If a document exceeds the maximum size allowed, the Filer must
divide the document into appropriately sized parts and file multiple documents, each under
the maximum file size.
(f) Protection Against Alteration. Filers shall take all reasonable steps to
ensure E-documents are unalterable by the Vendor and can be printed with the same content
and format as if printed from the authoring program. The Vendor is required to make each
E-document that is not infected by a virus available for transmission to the Clerk
immediately after successful receipt and virus checking of the document.
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(g) Bulk Filings. Bulk filings of multiple cases or multiple documents
combined into one PDF document shall not be accepted by the Clerk; however, multiple
citations being electronically filed may be transmitted to the Clerk as a single transaction
directly from a law enforcement agency. Documents with different case numbers must be
filed individually in separate transactions. Filing of individual documents within a case
shall be accepted in a single Electronic Filing transaction; however, each individual
document must be uploaded and titled individually.
(h) Rejection. The Clerk may reject a document submitted for E-filing if the
document does not comply with the format specified by applicable statute, these Rules,
applicable Supreme Court Rules, or the Statewide Standards.
(i) Links. E-documents containing links to material either within the filed
document or external to the filed document are for convenience purposes only. The external
material behind the link is not considered part of the filing or the basic record.
Rule 2.8 Signatures
(a) Signatures by Attorneys. E-documents requiring the signature of an
attorney may be signed by the attorney or bear a facsimile or typographical signature of
the attorney authorizing the filing. If an E-document bears a facsimile or typographical
signature, the E-document shall be deemed to have been signed by the attorney identified.
(b) Signatures by Non-Attorneys. Certificates, proofs, or affidavits of service
in E-documents signed by a non-attorney under the supervision of an attorney may be
signed by the non-attorney or bear a facsimile or typographical signature of the non-
attorney serving the E-document. If an E-document bears a facsimile or typographical
signature of a non-attorney serving the E-document, the certificate, proof, or affidavit of
service shall be deemed to have been signed by the non-attorney identified.
(c) Absence of Signature. In the absence of a facsimile or typographical
signature, any E-document filed with user identification and password shall be deemed to
have been personally signed by the holder of the user identification and password.
(d) Other Signatures. Except as set forth in Rules 2.8(a) and 2.8(b), E-
documents requiring a signature or signatures shall be signed by each person whose
signature is required.
(e) Signatures by Judges. Orders submitted by E-filing may be signed by the
judge through a facsimile signature placed on the order by the judge.
Rule 2.9 Maintenance of Original Documents. Anyone E-filing a document that
requires an original signature certifies that, by so filing, the original signed document exists
in the Filer’s possession. Unless otherwise ordered by the Court, the Filer shall maintain
and preserve all documents containing original signatures that are filed electronically until
one year after the date that any judgment or dismissal order has become final and
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unappealable. The Filer shall make signed originals available for inspection by the Court,
the Clerk, or other attorneys in the case on seven days’ notice. At any time, the Clerk may
request from the Filer a hard copy of an electronically filed document, which shall be
provided within seven days of reasonable notice.
Rule 2.10 Time of Filing; Acceptance by the Clerk and Electronic Filing Stamp
(a) Transmission Date. Except as set forth in Rule 2.13, the transmission date
and time of transfer shall determine the date and time of the E-filing. Pleadings received
by the Clerk before midnight on a day the Clerk’s office is open shall be deemed filed that
day. If filed on a day the Clerk’s office is not open, the document will be deemed filed the
next business day.
(b) Notification of Acceptance or Rejection. The EFM shall provide
notification of a receipt, acceptance, or rejection of E-documents.
(c) File Stamp. On acceptance by the Clerk, the EFM shall apply the file stamp
to the E-document. Filings so endorsed shall have the same force and effect as documents
file stamped in the conventional manner.
Rule 2.11 Electronic Service and Filing Proof of Service
(a) Jurisdiction. Electronic Service does not confer jurisdiction. Therefore,
documents that require personal service to confer jurisdiction may not be served
electronically and must be served in the conventional manner.
(b) E-Service. E-service shall be made in accordance with Supreme Court
Rules 11 and 12 and shall be deemed complete at the posted date and time of transmission
listed by the Vendor. The E-service of a pleading or other document shall be considered
valid and effective service on all parties that are registered to receive E-service and shall
have the same legal effect as personal service of an original paper document.
(c) Change of Address. All Filers must immediately notify other parties, the
Clerk, and the EFM of any change of name, mailing address, phone or fax number, or e-
mail address.
(d) Courtesy Copies. If requested by the Court, parties shall provide courtesy
copies of documents to the Court.
(e) Service on Parties not Registered. Service of documents on parties not
registered as an E-filing or E-service participant shall be made as otherwise provided by
order, rule, or statute.
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Rule 2.12 Collection of Fees
(a) Payment. The payment of statutory filing fees to the Clerk in order to
achieve valid filing status, unless otherwise waived, shall be as authorized through the
EFM.
(b) Waiver. When the E-filing includes a request for waiver of fees pursuant to
S. Ct. R. 298, payment of the fees shall be stayed until the Court rules on the request.
Rule 2.13 System or User Errors
(a) No Liability. Neither the Court nor the Clerk shall be liable for malfunction
or errors occurring in electronic transmission or receipt of E-documents.
(b) Effect on Filing Dates. If a document intended to be electronically filed is
not deemed filed by the Clerk on the date the document was transmitted to the Clerk for
filing because of (1) an error in the transmission of the document to the Vendor that was
unknown to the sending party, (2) a failure to process the electronic filing when received
by the Vendor, (3) rejection by the Clerk under Rule 2.7(h), (4) other technical problems
experienced by the Filer, or (5) the party was erroneously excluded from the service list,
the Court may on satisfactory proof enter an order permitting the document to be
subsequently filed effective as of the date filing was first attempted.
(c) Filing Errors. In the case of a filing error, absent extraordinary
circumstances, anyone prejudiced by the requirement in these Rules to accept a subsequent
filing effective as of the date filing was first attempted shall be entitled to an order
extending the date for any response or period within which any right, duty, or other act
must be performed.
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PART 3. CLERKS OF THE CIRCUIT COURT
Rule 3.1 Clerk’s Duties. In addition to the duties listed in Rule 1.7(b), it shall be the
duty of the Clerk to: (1) immediately notify the Presiding Judge and the state’s attorney of
the filing of a petition for post-conviction relief and, at the Presiding Judge’s direction, set
the petition for hearing in accordance with Illinois law; (2) immediately deliver copies of
any notice of appeal to the responsible court reporters; (3) retain all exhibits received in
evidence unless otherwise ordered by the Court; (4) prepare lists of pending civil and
criminal cases as requested by the Court; and (5) comply with all administrative orders of
the Presiding Judge and the Chief Judge.
Rule 3.2 Pleadings and Court Files
(a) Caption. Each pleading shall set out the name of the circuit and county and
the designation of the parties.
(b) Filing Fee. The Clerk shall not accept a pleading for filing or electronic
filing unless the pleading is accompanied by any required filing fee or an application to sue
or defend as an indigent person pursuant to S. Ct. R. 298 and 735 ILCS 5/5-105. A pleading
accompanied by a petition to sue or defend as an indigent person is considered filed when
it is electronically filed or properly presented to the Clerk for filing. The Clerk shall
promptly present all petitions to sue or defend as an indigent person to the Court for
consideration.
(c) Signature. Every pleading, notice, or other paper filed with the Clerk that
is not electronically filed shall be legibly signed by at least one attorney of record in his or
her individual name or by the SRL.
(d) Removal. No pleading, exhibit, file, or other document shall be removed
from the Clerk’s office except by leave of Court.
(e) No Filing by Facsimile. The Clerk shall not file documents received by
facsimile transmission unless otherwise authorized by Supreme Court Rule or the Court.
Rule 3.3 Sealing and Impoundment
(a) Presumption of Openness. A strong statutory presumption of public access
to the Court’s files and records exists that may be overcome only on a compelling showing
that the public’s right of access is outweighed by the interests of the public and the parties
in protecting files, records, or documents from public view. Nothing in this Rule shall be
construed to expand or restrict statutory provisions for sealing files, records, or documents
or those rules promulgated by the Illinois Supreme Court or the Administrative Office of
the Illinois Courts pursuant to the Manual on Recordkeeping. For purposes of this Rule,
“sealing” means to remove all access to the file, record, or document except for users
authorized by the Court or these Rules. “Impoundment” means to remove all access to the
file, record, or document except for users authorized by statute or the Court.
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(b) Written Order Required. Except as otherwise provided by statute, the
Manual on Recordkeeping, or these Rules, files, records, or documents may be impounded
or sealed only on order of the Court.
(c) Specific Exceptions. The following exceptions are specifically identified
and controlled by statute or rule. Except as set forth in exceptions (1), (2), and (3),
impoundments shall be limited to the identified record or document:
(1) Juvenile files shall be impounded subject to the terms of 705 ILCS
405/1-8 and 705 ILCS 405/5-901. An attorney who represents a client in a pending criminal
matter may without leave of the Court review the file from any juvenile court delinquency
proceeding in which the client was the respondent minor, except to the extent any document
in the file was specifically sealed by the Court during that proceeding.
(2) Adoption files shall be impounded subject to the terms of 750 ILCS
50/18.
(3) Proceedings under the Parental Notice of Abortion Act shall be
sealed pursuant to the terms of 750 ILCS 70/25.
(4) Fitness reports and psychological and/or psychiatric evaluations
shall be impounded subject to the terms of 725 ILCS 5/104-19.
(5) Presentence investigation reports shall be impounded subject to the
terms of 730 ILCS 5/5-3-4 (a) and (b).
(6) Mental health records shall be impounded subject to the terms of
740 ILCS 110/1 et seq.
(7) Reports filed with respect to adjudication of disability and
appointment of guardian shall be impounded subject to the terms of 755 ILCS 5/11a-9.
(8) Financial affidavits and other documents described in Rule 8.1(c)
shall be impounded as described in the Rule.
(9) Judge’s notes as described in Rule 3.8 shall be impounded as
described in the Rule.
(10) Pre-trial bond reports and substance abuse evaluations shall be
impounded unless otherwise directed by the Court.
(d) Procedure for Sealing or Impounding. All motions to seal or impound a
file, record, or document must be made in writing and presented to the Court after
appropriate notice to all parties. The motion must explain the basis for sealing or
impounding the file, record, or document and specify the proposed duration of the sealing
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or impounding order. Any motion to seal or impound, on specific request, may also be
sealed or impounded if it contains a discussion of the confidential material. The Court shall
enter a written order granting, granting in part, or denying the request. If the Court grants
the motion in whole or in part, the order shall designate whether the entire file, record, or
document or only a portion of the entire file, record, or document shall be sealed or
impounded. The order shall further designate whether it includes removing the parties’
names from public access and the duration the file is to be sealed or impounded.
(e) Review of Sealed and Impounded Files. Unless otherwise specified in the
order, the Clerk annually shall present for each judge’s review a list of all files, records, or
documents sealed or impounded by the judge. If the judge ordering the file, record, or
document to be sealed or impounded is no longer available, then the case shall be referred
to the Chief Judge or his or her designee for review. The judge ordering the case, record,
or document sealed or impounded shall review the file to determine whether the case,
record, or document will remain sealed or impounded. A judge may unseal and open a case,
record, or document if a party fails to object to unsealing or opening within 30 days
following written notice of the intent to unseal or open. For purposes of this Rule, review
of files sealed or impounded as described in Rule 3.3(c) is not required.
(f) Motion to Rescind Sealing or Impounding Order. A person or entity
seeking access to a sealed or impounded case, record, or document, regardless of whether
they were a party in the original case and regardless of whether the case is pending or
closed, may, on the proper filing of an appearance and if required, paying the appropriate
filing fee, file a motion requesting the order sealing or impounding the case, records, or
document be vacated. The Clerk within 14 days shall set the motion for hearing before the
judge who ordered the case, record, or document to be sealed or impounded. If the judge
ordering the case, record, or document sealed or impounded is no longer available or cannot
hear the motion within the 14 days, the case shall be referred to the Chief Judge or his or
her designee for review.
Rule 3.4 Hours of the Office of the Clerk. Each Clerk’s office shall be closed on
Saturdays and Sundays and on holidays designated by the Chief Judge. If the deadline for
filing a notice, pleading, or action is on a Saturday, Sunday, or designated holiday, the time
for filing the notice, pleading, or action is extended to the next business day of the Court.
Each Clerk’s office shall be open eight hours per business day.
Rule 3.5 Forms and Legal Assistance
(a) Forms. Each Clerk shall provide forms approved by the Illinois Supreme
Court, the Conference of Chief Judges, or the Circuit to parties and attorneys or direct those
requesting forms to the appropriate location or website to obtain the forms.
(b) Prohibition Against Giving Legal Advice. No Clerk, deputy clerk, or
court personnel shall provide legal advice or make specific referrals to attorneys. These
employees, however, may assist those who are illiterate or cannot read or write in the
English language in completing forms. This Rule does not prevent any employee from
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referring a person to programs that provide legal assistance to indigent persons and/or to
state or local bar associations.
Rule 3.6 Issuance of Subpoenas; Docket Entries
(a) Issuance. Subpoenas shall be issued only by the Clerk or his or her
authorized deputies or licensed attorneys in accordance with 725 ILCS 5/115-17, 735 ILCS
5/2-1101, and Rule 5.6. Subpoenas of the Clerk or of attorneys may issue only in pending
proceedings on file with the Clerk and shall be returnable only for dates set before the
Court, except as otherwise provided for subpoenas issued in the course of discovery
pursuant to Illinois law.
(b) Docket Entries. When the Clerk or his or her authorized deputy issues a
subpoena, the Clerk or deputy shall make docket entries at the times of issuance and return
recording that those events have occurred.
Rule 3.7 Custody of Evidence
(a) Duty to Preserve. The Clerk shall take custody of all items admitted in
evidence by the Court at any proceeding, hearing, or trial. The Clerk shall preserve,
safeguard, and account for each piece of admitted evidence until specifically relieved of
that duty by court order and shall bring the evidence back into the courtroom as required
by the judge. When court is not in session, every effort shall be made by the Clerk to secure
all contraband items or items of intrinsic value or danger in a secure safe or a locked storage
area, and the Clerk shall not entrust them to another’s possession. At the conclusion of a
case, the Clerk shall retain custody of all items in evidence, preserving, safeguarding, and
accounting for them until the Clerk may be relieved of custody by court order.
(b) Removal of Evidence. Items in evidence removed from the Clerk’s custody
shall be specifically listed in a written order or enumerated orally on the record, and
entrusted to a named individual, such as a deputy sheriff, bailiff, or attorney. When
alternate custody is no longer needed, all removed items shall be immediately returned to
the Clerk’s custody, and the return of each item shall be memorialized by written order or
enumerated orally on the record.
(c) Items Offered but not Admitted. Items offered but not admitted in
evidence shall be retained by the proffering party, unless ordered to be taken into the
custody of the Clerk for purposes of future review. Once taken into custody by the Clerk,
an item shall be preserved, safeguarded, and accounted for in the same manner as an item
in evidence.
Rule 3.8 Judge’s Notes. At the request of any judge, the Clerk may, for the sake of
convenience and judicial economy, keep and maintain a judge’s trial and/or hearing notes
in the court file. These notes are the property of the judge and shall not be filed of record
by the Clerk. A judge’s notes shall be placed in an envelope, which shall be sealed and
marked “Judicial Notes - Impounded Documents,” together with the name of the judge
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requesting the notes be preserved and stored. The Clerk may, at the time of file destruction,
dispose of a judge’s notes found in a court file by returning them to the judge, or, if the
judge approves, is retired, or deceased, by destroying them using approved methodology
pursuant to the Local Records Act and the retention schedules established by the Illinois
Supreme Court.
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PART 4. APPEARANCES
Rule 4.1 Appearances
(a) Written Appearances by Attorneys. An attorney for a party shall file a
written appearance, by pleading or otherwise, before the attorney addresses the Court.
Every written appearance must contain the attorney’s legible name, address, telephone
number, and e-mail address. If the appearance is filed by a law firm, the appearance shall
indicate the specific attorney or attorneys responsible for the case. The attorney shall serve
copies of the written appearance in the manner required for the service of pleadings. The
attorney must seasonably update information contained in the appearance. This Rule 4.1(a)
and Rule 4.2 also shall apply to limited scope appearances.
(b) Written Appearances by SRLs. An SRL shall file a written appearance,
by pleading or otherwise, before participating in any hearing before the Court. Every
appearance must contain the SRL’s legible name, address, telephone number, and, if
required, e-mail address. If the appearance is not e-filed, the SRL must sign the appearance,
and the SRL’s signature must be acknowledged before a notary public or other person
authorized to administer oaths under Illinois law. If the appearance contains a waiver of
notice or consent to immediate hearing, the SRL shall set forth in the appearance that the
SRL has received a copy of any pleading seeking relief with respect to him or her and
attach a copy of that pleading to the appearance. The SRL shall serve copies of his or her
appearance in the manner required for the service of pleadings.
(c) Time to Plead. A party who appears without having been served with
summons is required to plead within the same time as if served with summons on the day
he or she appears.
Rule 4.2 Appearance Fees
(a) Number of Fees. If a single appearance is filed for several parties, a single
appearance fee shall be paid. If separate appearances are entered for several parties, either
by the same or different attorneys, separate appearance fees shall be paid.
(b) Supplementary Proceedings. No appearance fee shall be required of a
person cited in supplementary proceedings under the provisions of 735 ILCS 5/2-1401.
(c) Time of Payment. The appearance fee shall be paid when the appearance
is filed.
Rule 4.3 Application for Waiver of Court Fees. An Application for Waiver of
Court Fees in a civil action shall be in writing, on the form adopted by the Illinois Supreme
Court, and signed by the applicant or, in the case of a minor or an incompetent adult, by
another person having knowledge of the facts, and shall be e-filed in accordance with the
Rules, unless e-filing is excused by the Court. If an applicant must personally appear to
present the application and any supporting evidence to the Court, the Clerk shall inform
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the applicant of the time and place of the appearance when the applicant files the
application.
Rule 4.4 Remote Appearances
(a) Permitted Remote Appearances and Required Personal Appearances.
Except as otherwise set forth in this Rule, a person’s opportunity to participate remotely in
civil, juvenile, and criminal matters shall be as set forth in S. Ct. R. 45, 725 ILCS 5/106D-
1, and 725 ILCS 5/109-1(f). Unless the Court has waived a person’s appearance for a
specific hearing or proceeding, a person not permitted by S. Ct. R. 45, 725 ILCS 5/106D-
1, or 725 ILCS 5/109-1(f) to appear remotely must appear in person for the hearing or
proceeding.
(b) Exemptions. Pursuant to S. Ct. R. 45(b)(1), Rochelle municipal court
proceedings and all juvenile matters are exempt from the option in S. Ct. R. 45 to appear
remotely without advance approval. Persons may appear remotely in these exempted case
and proceeding types only with the Court’s approval.
(c) Procedures for Appearing Remotely. Persons permitted to appear
remotely should be aware of the following:
(1) All courts within the Circuit use Zoom for remote hearings. All
persons desiring to appear remotely must be able to access and use the Zoom platform with
devices capable of receiving and transmitting data without interruption.
(2) Zoom links to judges’ courtrooms can be found on the Circuit’s
website, www.15thjudicialcircuit.com, or on each county’s website:
Carroll County: www.carroll-county.net/judicial/index.php
JoDaviess County: www.jodaviesscountyil.gov/court
Lee County: www.leecountyil.com/490/Judicial-Virtual-Courtroom-Links
Ogle County:
www.oglecounty.org/departments/circuit_clerk/zoom_links_for_court.php
Stephenson County:
www.stephensoncountyil.gov/government/circuit_clerk_and_court/zoom_courtrooms.ph
p
(3) Other information and assistance regarding remote appearances can
be obtained from the websites identified above and from the Circuit Clerks:
Carroll County: (815) 244-0230
JoDaviess County: (815) 777-2295
Lee County: (815) 284-5234
Ogle County: (815) 732-1130
Stephenson County: (815) 235-8266
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(d) Procedures for Requesting Permission to Appear Remotely. Unless
otherwise allowed by (1) an individual Court’s own standing order or (2) a case-by-case
exception made within the Court’s discretion, a person seeking permission to appear
remotely pursuant to S. Ct. R. 45(c) or (d) must seek that permission through a written
motion filed, scheduled, and served as required by Local Rule 5.1.
(e) Conduct of Remote Hearings and Required Decorum. Unless otherwise
ordered by the Court, remote hearings shall be conducted as follows:
(1) The Court will host the hearing and control entry into the hearing;
(2) If requested by a party and if technologically feasible, the Court may
allow breakout meetings, private chats, or other private
communication between attorneys and clients during the hearing;
provided, however, that during the testimony of any person, that
person may not communicate by private chat with any other person;
(3) The Court is responsible for the official record of the remote
hearing, and no party may record any part of the hearing through the
Zoom platform or any other means;
(4) Any person permitted to testify remotely must appear by both video
and audio;
(5) When a participant is not speaking, the participant shall mute her or
his microphone;
(6) All participants must be in an environment free of video and/or
audio distractions;
(7) No exhibit may be used during a remote hearing unless a copy of
the pre-marked exhibit was provided to all other parties and the
Court at least one full business day before the hearing;
(8) The Court shall be entitled to terminate or suspend the remote
hearing for technological or other reasons at any time;
(9) Remote hearings shall be conducted to the same standards as
hearings in a courtroom and in accordance with the Illinois Rules of
Civil Procedure, Illinois Rules of Evidence, Illinois Supreme Court
Rules, and the Local Rules;
(10) The precise method in which a remote hearing will be conducted
remains within the discretion of the Court, within the bounds of
applicable law, rules, and practice procedures;
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(11) All persons must use and display their real names (not aliases,
“user,” or “iPhone”) on the Zoom platform to gain entrance to and
participate in the hearing;
(12) If a party or a party’s witness requires the use of an interpreter, that
party shall be responsible for coordinating with the Court how the
interpreter will be obtained and involved in the hearing;
(13) Participants should be appropriately dressed and conduct
themselves as they would in a courtroom;
(14) Participants should ensure any background used is appropriate; and
(15) Participants should not sit directly in front of or behind a window or
otherwise use lighting that interferes with the quality of the video.
(f) Communication of Rule 4.4. To ensure persons desiring to appear
remotely are informed regarding this Rule 4.4, a link to Rule 4.4 shall be created on each
website identified in Rule 4.4(c)(3) and copies of Rule 4.4 shall be posted in each Circuit
Clerk’s office and available in each courtroom.
Rule 4.5 [Reserved]
Rule 4.6 Hearings by Telephone
(a) When Permitted. Pursuant to S. Ct. R. 185, routine, uncontested motions
and pre-trial conferences may be held in civil cases by telephone if requested by all
attorneys or SRLs of record, supported by existing technology, and allowed by the Court.
(b) No Record. Unless arranged with the Court before a telephone conference,
no verbatim record will be taken or maintained of any telephone conference conducted
pursuant to Rule 4.6(a).
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PART 5. MOTIONS AND OTHER PRE-TRIAL PROCEEDINGS
Rule 5.1 Motion Practice
(a) Form of Motions. Every motion shall identify in its title or introductory
paragraph the relief sought and the section of the Code of Civil Procedure, Code of
Criminal Procedure, Supreme Court Rule, or Rule under which the motion is brought.
Every motion also shall set forth its factual and legal bases and be accompanied by the
citation to any legal authority the moving party desires the Court to consider.
(b) Notice of Hearing of Motions
(1) Notice Required. Except during trial, written notice of the hearing
of a motion shall be given to all parties who have appeared and have not been found by the
Court to be in default and to all parties whose time to appear has not expired on the date of
notice. Notice that additional relief is being sought shall be given in accordance with S. Ct.
R. 105.
(2) Content of Notice. In the notice, the party shall provide the title and
number of the action, the name of the judge expected to hear the motion, and the time and
date when the motion will be presented. The party shall serve a copy of the motion with
the notice or state the motion previously has been served. If the motion is for a finding of
a default under Rule 5.2(1), either the notice or the motion must inform the defendant that
if the defendant is found to be in default at the hearing, the defendant shall not be entitled
to notice of further proceedings in the action.
(3) Manner of Service. Notice shall be given in the manner and to the
persons described in S. Ct. R 11.
(4) Good Faith Effort to Cooperate in Scheduling; Time of Notice.
Whenever reasonably possible, an attorney or SRL setting a matter for hearing shall make
a good-faith effort to work with the Court and all opposing attorneys or SRLs to set the
hearing at a time and date that is mutually convenient and consistent with the Court’s
docket. If an attorney or SRL has made this good-faith effort and obtained a mutually
convenient time and date acceptable to the Court, the hearing may be set at that time, and
notice shall be served accordingly. Unless otherwise allowed by the Court, if an attorney
or SRL has made this good-faith effort but an opposing party has not cooperated in
determining a mutually agreeable time and date, notice of the hearing must be served at
least three days before the hearing. Unless otherwise allowed by the Court, if an attorney
or SRL has not made this good-faith effort, notice of the hearing may not be served less
than 10 days before the hearing; provided, however, that if the notice is served on any party
by regular mail, the notice of hearing must be mailed at least 14 days before the hearing.
The filing of a notice of hearing for a hearing less than 10 days after service (or 14 days if
a notice is mailed) shall constitute the attorney’s or the SRL’s certification that he or she
has complied with this Rule.
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(c) Exhibits to Motions. All exhibits to a motion should be filed with the
motion; provided, however, that parties are discouraged from attaching previously filed
pleadings as exhibits to motions.
(d) Failure to Call Motions for Hearing. The burden of calling a motion for
hearing is on the moving party. If a motion is not called for hearing within 90 days from
the date it is filed, the Court may enter an order striking the motion.
(e) Oral Argument. At the discretion of the Court, a motion may be taken by
the Court by submission only, with each party submitting briefs and the Court ruling
without oral argument or hearing.
Rule 5.2 Specific Motions
(a) Motions for Default
(1) Determination of Default. If a defendant fails to file a written
appearance or appear in person or through an attorney in response to a summons returnable
on a date certain, the Court may find the defendant in default on the return date without
further notice or proceeding. In all other instances, a plaintiff seeking a finding that a
defendant is in default for failing to appear, answer, or otherwise plead must file a written
motion asking that the defendant be found in default and specifying what other relief, if
any, the plaintiff will seek during the hearing on the motion. If the plaintiff seeks entry of
a judgment or order (other than an order finding the defendant in default), the plaintiff shall
serve a copy of the proposed judgment or order with the motion for default. Service of a
notice of motion and motion for default shall be made in accordance with Rule 5.1.
(2) Damages on Default. When a defendant is in default or found in
default under Rule 5.2(a)(1), proof of damages may be made by a verified complaint,
affidavit, sworn witness testimony, or other proof the Court deems sufficient. Verified
complaints and affidavits must be signed by the plaintiff or an agent of the plaintiff, not by
the plaintiff’s attorney.
(b) Ex Parte and Emergency Motions
(1) Filing Required. Every complaint or petition requesting an ex parte
order appointing a receiver, a temporary restraining order, a preliminary injunction, a
domestic violence order, or any other emergency relief shall be filed with the Clerk, if
during business hours, before presentation to the Court.
(2) Notice Not Required. Emergency motions and motions that, by
law, may be heard ex parte may, at the discretion of the Court, be heard without giving
notice. Emergency motions deemed by the Court to be a valid emergency shall, when
practicable, be given precedence over other matters before the Court.
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(3) Notice After Hearing. If a motion is heard without prior notice
under this Rule, written notice of the motion, showing the title and number of the action,
the name of the judge who heard the motion, the date of the hearing, and the ruling of the
Court, shall be served by the attorney or SRL obtaining the order on all parties who have
appeared or have not been found by the Court to be in default and on all parties whose time
to appear had not expired on the date of the hearing. Proof of service shall be filed with the
Clerk within 48 hours after the hearing. Notice shall be given in the manner and to the
persons described in S. Ct. R. 11.
(4) Order on Denial. If a motion heard without prior notice is denied,
the Court shall spread of record an order of the denial.
(c) Motions for Consolidation of Cases. When the cases are of the same case
type, a motion for consolidation shall be presented to the judge to whom the oldest case is
assigned. When the cases are not of the same case type, a motion for consolidation shall be
brought before the judge assigned to the case with the higher designation. For the purpose
of this Rule, L is the highest designation, followed by MR, CH, ED, D, F, TX, MH, P, OP,
LM, and SC.
(d) Motions to Continue. No motion to continue shall be allowed for other
than good cause. Agreements of counsel as to a motion to continue shall not be binding on
the Court. The Court may require affidavits of the parties and attorneys.
(e) Dispositive Motions
(1) Time for Filing. All dispositive motions (e.g., motions to dismiss,
motions for judgment on the pleadings, motions for summary judgment) must be filed and
brought to argument (pursuant to notice) before the Court no later than 90 days before the
assigned trial date. The Court may limit or extend this time in the interests of justice.
(2) Briefs. Briefs in support of dispositive motions shall be filed with
the motion. Unless otherwise ordered by the Court, responsive briefs in opposition to
dispositive motions shall be filed no later than 28 days after the dispositive motion is filed.
Replies to responsive briefs may be allowed in the discretion of the Court and, if allowed,
shall be filed within the time allowed by the Court.
Rule 5.3 Civil Case Management Conference
(a) Initial Case Management Conference. An initial case management
conference shall be scheduled in all civil cases pursuant to Supreme Court Rules 218 and
904 as follows:
(1) The times and dates shall be prearranged on the schedule of the
judges assigned to hear the cases.
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(2) The time and date of the initial case management conference shall
be affixed to the original pleading and on all copies served on or retained by the parties or
indicated in a separate document completed by the Clerk to be delivered to the plaintiff and
to be served with the summons on all defendants.
(3) The date of the initial case management conference in proceedings
for which a date certain summons is served or for which a notice of hearing is included in
the original filing shall be the date set for return or the date set forth in the notice, and the
parties shall be notified as set forth above.
(4) The judges of each county shall meet with their respective Clerks
and establish case management conference dates at least six months in advance.
(5) All parties or their attorneys shall appear at the initial case
management conference. Failure to appear may result in a dismissal or default, as
applicable.
(6) At the initial case management conference, the Court shall proceed
in accordance with Supreme Court Rules 218 and 904.
(7) Other than as set forth above, initial case management conferences
shall be scheduled as follows: L and ED cases: 90-120 days after filing; CH, MR, D, AD,
and F cases: 60-90 days after filing; P cases: 9-10 months after filing.
(b) Continuances. All continuances of a case management conference shall be
to a date certain for a subsequent case management conference and made pursuant to a
written order or docket entry.
Rule 5.4 Discovery Documents
(1) Filing. Pursuant to S. Ct. R. 201(m), and unless otherwise ordered
by the Court, depositions, interrogatories, requests to produce or inspect, answers,
responses, and other similar discovery documents shall not be filed with the Clerk. This
Rule does not apply to requests to admit facts or the genuineness of documents or the
answers or responses to those requests. However, if relief is sought concerning any
deposition, interrogatory, request for production or inspection, answer to interrogatory, or
response, copies of the portion of the deposition, interrogatory, request, answer, or response
shall be attached to the request for relief as an exhibit and filed with the Clerk.
(2) Proof of Serving and Answering Discovery Documents.
Discovery documents shall be served in accordance with S. Ct. R. 11. Proof of serving or
answering discovery documents shall be filed with the Clerk and shall identify the
discovery document being served or answered and contain the case title and number, date
served, and the sending and receiving parties.
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Rule 5.5 Discovery in Criminal Cases. Whenever the Court, pursuant to Supreme
Court Rules 411-415, orders a party to a criminal proceeding to disclose facts, materials,
exhibits, documents, statements, reports, or other relevant matters to other attorneys or
SRLs involved in the case, the following procedure shall be followed:
(a) Disclosure. The party shall disclose the materials ordered by the Court to
be disclosed either by providing copies or by arranging a meeting during which the
materials will be exhibited to the opposing attorney or SRL; the disclosing attorney or SRL
should also prepare a receipt or acknowledgment to be signed by the receiving attorney or
SRL indicating those materials supplied to or exhibited to him or her.
(b) Receipt. The attorney or SRL receiving or reviewing the materials shall
acknowledge that fact by signing a receipt provided by the disclosing party.
(c) Filing of Receipt. Unless a dispute arises concerning the extent of
disclosure, all parties at the time of trial or other disposition of the case shall file the receipt
or acknowledgment showing compliance with the Court’s order on discovery.
(d) Non-Filing of Discovery Materials. The Clerk shall not accept for filing
any exhibits, reports, or other materials in response to discovery orders entered by the
Court.
Rule 5.6 Subpoenas
(a) Issuance. On request, the Clerk shall issue a subpoena for testimony or for
the production of specified documents, objects, or tangible things. Any testimony or item
may be sought that constitutes or contains evidence relating to any matter within the scope
of examination permitted under the Supreme Court Rules. No subpoena may be returnable
less than 10 days following its date of service. Any subpoena seeking documents shall bear
the following legend on the face of the subpoena or conspicuously attached to the
subpoena:
YOU MAY COMPLY WITH THIS SUBPOENA BY MAILING
LEGIBLE AND COMPLETE COPIES OF ALL REQUESTED
DOCUMENTS TO THE PARTY OR ATTORNEY WHOSE ADDRESS
APPEARS BELOW. IF YOU WISH TO COMPLY WITH THIS
SUBPOENA BY MAIL, YOU ALSO MUST CERTIFY IN WRITING
THAT THE DOCUMENTS MAILED ARE COMPLETE AND
ACCURATE AND CONSTITUTE GOOD FAITH COMPLIANCE
WITH THE MATERIALS REQUESTED BY THE SUBPOENA. THIS
CERTIFICATION CAN BE PROVIDED IN LETTER FORM. DO NOT
MAIL DOCUMENTS MORE THAN TWO BUSINESS DAYS
BEFORE THE DATE STATED ON THE SUBPOENA.
(b) Service. Subpoenas issued under this Rule shall be served in accordance
with Supreme Court Rules. A copy of the subpoena and proof of service shall be served on
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all parties within 48 hours of issuance. Service of a subpoena by mail may be proved prima
facie by return receipt showing delivery to the recipient or the recipient’s authorized agent
by certified or registered mail at least 10 days before the date on which compliance is
required and an affidavit setting forth that the mailing was prepaid and addressed to the
recipient, restricted delivery, return receipt required, when the subpoena was mailed, and
that a check for the witness and mileage fee was provided with the subpoena.
(c) Objection. Before a subpoena’s return date, any party may object to the
subpoena and, for good cause shown by the objecting party, the Court may quash the
subpoena or impose conditions or limitations the Court deems appropriate.
(d) Costs; Additional Copies. The party causing the subpoena to be issued
shall be liable to the party subpoenaed for the reasonable costs of copying and any required
witness fee and/or mileage. The Court may enter orders as necessary to enforce the
payment of these copying costs. Any party may request copies of all materials obtained by
a party pursuant to this Rule. Expenses of copying shall be borne by the party requesting
copies, and the materials shall be reproduced and forwarded to the requesting party not less
than 10 days following receipt of the subpoenaed materials.
(e) Response. The recipient of a subpoena requesting testimony shall appear at
the time and place indicated on the subpoena, if payment of the witness fee and mileage
has been tendered. The recipient of a subpoena requesting specified documents, objects, or
tangible things who has actual or constructive possession or control of the materials shall
respond by the date indicated on the subpoena, if payment of the witness fee and mileage
has been tendered, either in person or by mail with appropriate certification.
Rule 5.7 Written Draft Orders. When the Court enters a ruling in any case, it may
require that a written order be submitted through e-filing or otherwise, and the attorney or
SRL directed to submit the order shall do so within 30 days or other time established by
the Court. Before submitting the order to the Court, the attorney or SRL preparing the order
shall first tender the proposed order to all other attorneys and SRLs of record. If the parties
do not agree as to the form of the order, the Court shall decide the issue after hearing.
Approval as to form shall not be construed as approval as to substance, and the Court may
enter the order even if approval is withheld. The attorney or SRL preparing the order shall
place his or her name, address, and telephone number at the lower left portion of the last
page of the order. An agreed order should be so designated.
Rule 5.8 Settlement Conference. Within 30 days of discovery being completed in a
civil case, it is recommended that a settlement conference be conducted with the Court to
explore the possibility of settlement and to determine if the issues can be narrowed. All
settlement conferences shall be undertaken pursuant to S. Ct. R. 63A(5)(c). When a
settlement conference is to be conducted, each attorney or SRL shall prepare a written
memorandum setting forth the relevant facts of the case, the party’s settlement position,
and the bases for that position and deliver a copy of the memorandum to the Court at least
seven days before the conference. Unless the parties agree that the memoranda may be
submitted to the Court confidentially, the party preparing a memorandum shall serve the
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memorandum on all other attorneys or SRLs but shall not file the memorandum with the
Clerk. Unless specifically excused by the Court, the attendance of parties with the ability
to meaningfully negotiate toward a settlement agreement on behalf of a party and, if
successful, to bind that party to an enforceable settlement agreement is required. The Court
may order the trial attorneys, the parties, and/or a representative of a defendant’s insurer to
attend the settlement conference, in person or by telephone or video conference. Because
parties participating in a settlement conference may learn a judge’s thoughts and
impressions about the case, any party who agrees to participate in a settlement conference
under this Rule waives the right to substitute the judge participating in the conference as a
matter of right. All parties, however, retain the right to seek to substitute the judge for
cause.
Rule 5.9 Final Pretrial Conference
(a) Required Documents. When a final pretrial conference is scheduled, the
attorneys for each of the parties and each SRL shall file and serve pretrial documents as
required by the Court at least 10 days before the final pretrial conference. Unless otherwise
ordered, the pretrial documents shall include the following:
(1) exhibit lists;
(2) voir dire questions;
(3) jury instructions;
(4) special interrogatories;
(5) trial memoranda;
(6) statements of the case setting forth the time and place of the alleged
occurrence, a brief description the occurrence, the names of the parties and their attorneys,
and a list of witnesses the parties expect to call;
(7) motions in limine (to be heard at the final pretrial conference); and
(8) evidence deposition transcripts and objections.
(b) Settlement Before Trial. If a case settles before a scheduled final pretrial
conference or before trial, the attorneys for the parties and each SRL shall notify the Court
of the settlement as soon as reasonably possible.
(c) Attendance at Final Pretrial Conference. Unless excused by the Court,
the following representatives shall attend the final pretrial conference:
(1) trial attorneys for each party;
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(2) all SRLs;
(3) the plaintiff(s); and
(4) a representative of the defendant(s) who has authority to settle the
case.
(d) Exhibits. At the final pretrial conference or at any other time as may be
designated by the Court, the Court may direct the parties to produce all exhibits they expect
to offer in evidence. Each of the exhibits shall be marked for identification by the court
reporter, clerk, or attorneys, as the Court directs. The parties shall then stipulate as to the
exhibits to which there are no objections, and those exhibits shall be admitted in evidence
without the necessity of further foundation.
Rule 5.10 Trial Continuances
(a) Requests for Continuances. All motions to continue a trial shall fully
comply with this Rule and 735 ILCS 5/2-1007, S. Ct. R. 231, and 725 ILCS 5/114-4, as
applicable. The motion shall be filed, and written notice given to all attorneys and SRLs
of record, at least seven days before the trial date and set for hearing at least four days
before the trial date. If the motion is based on a conflicting setting, the motion shall be
accompanied by an affidavit of the attorney setting forth the name of the other case, the
name of the judge before whom the case in pending, the time and place of the conflicting
setting, and the date the conflicting setting was set. Even if a motion to continue a jury
trial is agreed or uncontested, a continuance will be allowed only when justice otherwise
would be denied. An agreed or stipulated motion to continue a bench trial will only be
allowed on good cause shown and, whenever practicable, an agreed or stipulated motion
to continue a bench trial must be heard at least four days before the trial is to begin. Only
the Court can grant a motion to continue a trial.
(b) Conditions; Sanctions. The Court, on its motion or on motion of the party
not seeking the continuance, may condition a continuance on the moving party’s payment
of juror fees, witness fees, attorneys’ fees, lost wages, and/or other reasonable expenses
associated with continuing the trial. If justice requires that a trial be continued because of
the conduct of the non-moving party, the Court may assess sanctions against the non-
moving party under S. Ct. R. 137 and/or S. Ct. R. 219. This Rule does not in any way limit
the Court’s contempt power.
Rule 5.11 Foreclosure Sales
(a) Officer to Conduct Sales. All judgments directing the sale of real estate
shall designate the sheriff or judicial officer approved by the Court as the officer to conduct
the sale. The sheriff or judicial officer is hereby authorized to retain the services of an
auctioneer and assess the costs of the auctioneer to the plaintiff.
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(b) Services of Plaintiff. In all real estate sales in foreclosure, the plaintiff or
attorney for the plaintiff, unless otherwise directed, shall prepare the appropriate
documents and otherwise aid the Court and sheriff in carrying out the sale, which
documents and services shall include (but not be limited to) the following:
(1) Preparation of the publication notice for sale and arranging for
publication of the notice as required by law;
(2) Preparation of the sheriff’s report of sale to be executed by the
sheriff as well as the sheriff’s deed or deeds, if needed;
(3) Preparation of the certificate of sale in duplicate to be executed by
the sheriff; and
(4) Preparation of orders approving the report of sale for entry by the
Court, as well as a memorandum of judgment when applicable.
(c) Other Services by Plaintiff. In addition to the services above mentioned,
the plaintiff or attorney for the plaintiff shall, before the date of sale, supply the sheriff
with:
(1) A certified copy of the judgment directing sale;
(2) A certificate of publication of the notice of sale; and
(3) A certificate showing copies of the notices of sale have been mailed
to parties to the action, when applicable.
(d) Record of Fees and Commissions on Sales. The sheriff shall prepare and
keep on file, open to inspection by the Court and others, a full and complete record of all
fees and commissions received for sales conducted by the sheriff under authority of the
Court, which record shall show the dates and amounts received and the title and number of
each case.
Rule 5.12 Warnings on Post-Judgment Notices. Notices of hearings to discover
assets, petitions for adjudication of contempt, and any other hearing during which a warrant
of arrest may issue for a party’s failure to appear after receipt of notice shall, in addition to
the time, date, and place of hearing, include the following words in bold type or underlined:
“Your failure to appear at this hearing may result in the issuance of a warrant for your
arrest.”
Rule 5.13 Dismissal for Want of Prosecution
(a) By a Defendant. If a defendant or defendant’s attorney appears on a return
date or at the time of the trial and the plaintiff or the plaintiff’s attorney fails to appear,
the Court may dismiss the action for want of prosecution. If the Court determines it
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appropriate to reinstate a complaint previously dismissed or vacate any dismissal or
default judgment, the Court may impose sanctions or condition of the reinstatement or
vacation on appropriate terms.
(b) By the Court. All civil cases in which no appeal is pending and in which
no motion or order has been made for nine months, or in small claims after six months,
may be summarily dismissed by the Court for want of prosecution. The Clerk shall give
notice of the pendency of dismissal not less than 30 days before the date set for dismissal.
After dismissal, the Clerk shall give notice of the dismissal by mail.
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PART 6. CIVIL MEDIATION
Rule 6.1 Purpose of Mediation. Mediation under these Rules involves a confidential
process through which a neutral mediator, selected by the parties or appointed by the Court,
assists the litigants in reaching a mutually acceptable agreement. It is an informal and non-
adversarial process. The role of the mediator includes, but is not limited to, assisting the
parties in identifying issues, fostering joint problem solving, exploring settlement
alternatives, and reaching an agreement. Parties and their representatives are expected to
mediate in good faith. These Rules in Part 6 shall not apply to dissolution of marriage and
family law cases, and mediation in those cases shall be as set forth in Rule 8.5.
Rule 6.2 Referral by Judge or Stipulation. Except as otherwise provided in these
Rules, the Court may order mediation in any civil matter in which the plaintiff asserts a
claim having a value, irrespective of defenses or set-offs, in excess of the amount set out
for applicability of S. Ct. R. 222. In addition, the parties to any matter may file a written
stipulation to mediate any issue between them at any time. This stipulation shall be
incorporated into the order of referral.
Rule 6.3 Scheduling Mediation
(a) Conference or Hearing Date. Unless otherwise ordered by the Court, the
first mediation conference shall be held within eight weeks of the order of referral. At least
10 days before the conference or as otherwise required by the mediator, each party shall
present to the mediator a brief written summary of the case containing a list of issues as to
each party. If the party or attorney filing the summary wishes its contents to remain
confidential, he or she should advise the mediator in writing when the summary is filed.
The summary shall include the facts of the occurrence, opinions on liability, all damages
and injury information, and any offers or demands regarding settlement. Names of all
participants in the mediation shall be disclosed to the mediator in the summary.
(b) Notice of Time, Date, and Place. Within 28 days after the entry of the order
of referral, the mediator shall notify the parties in writing of the time, date, and place of the
mediation conference.
(c) Motion to Dispense with Mediation. A party may move, within 14 days
after the entry of the order of referral, to dispense with mediation if:
(1) The issue to be considered previously has been mediated between
the same parties;
(2) The issue presents a question of law only;
(3) The matter is not eligible for mediation under Rule 6.2; or
(4) Other good cause is shown.
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(d) Motion to Defer Mediation. Within 14 days after entry of the order of
referral, any party may move to defer the mediation. The movant shall notice the motion
for hearing before the mediation’s scheduled date. Notice of the hearing shall be provided
to all interested parties, including any mediator who has been appointed. The motion shall
set forth, in detail, the facts and circumstances supporting the motion. Mediation shall be
tolled until the Court decides the motion.
Rule 6.4 Mediation Rules and Procedures
(a) Appointment of Mediator
(1) Designation by Stipulation. Within 14 days after the entry of the
order of referral, the parties may designate by stipulation a certified mediator or a mediator
who does not meet the certification requirements of these Rules but who, in the opinion of
the parties and on review by and approval of the Court, is otherwise qualified by training
or experience to mediate all or some of the issues in the case.
(2) Appointment by Court. If the parties cannot agree on a mediator
within 14 days after the entry of the order of referral, the plaintiff or plaintiff’s attorney (or
another attorney agreed on by all attorneys) shall notify the Court within the next seven
days, and the Court shall appoint a certified mediator.
(b) Compensation of Mediator
(1) When Parties Select Mediator. When the mediator is selected by
the parties, the mediator’s compensation shall be paid by the parties as agreed between the
parties and the mediator.
(2) When Court Appoints Mediator. When the Court appoints a
mediator, the mediator’s compensation shall be shared proportionately by all parties
participating in the mediation at a rate consistent with the usual and customary fees charged
by approved mediators. Once a mediator has been appointed, the mediator shall be entitled
to a minimum of one hour’s compensation.
(3) Pro Bono Appointment. If any party has been granted leave to sue
or defend as a poor person, the Court shall appoint a mediator who shall serve pro bono
without compensation from any party to the action.
(4) Enforcement. The fee of an appointed mediator shall be subject to
appropriate order or judgment for enforcement.
(c) Disqualification of Mediator. Any party may move the Court to disqualify
a mediator for good cause. If the Court disqualifies a mediator, the Court shall enter an
order naming a qualified replacement. Nothing in this provision shall preclude mediators
from disqualifying themselves or refusing an assignment. The time for mediation shall be
tolled during any periods during which a motion to disqualify is pending.
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(d) Interim or Emergency Relief. A party may apply to the Court for interim
or emergency relief at any time. Mediation shall continue while an emergency motion is
pending absent a contrary order of the Court or a decision of the mediator to adjourn
pending a disposition of the motion.
(e) Attendance at Mediation Conference
(1) Required Participants. All parties, attorneys, representatives with
settlement authority, and other individuals necessary to facilitate settlement of the dispute
shall be present at each mediation conference unless excused by the Court or mediator. A
party is deemed to appear at a mediation conference if the following persons are physically
present:
(i) The party or its representative having full authority to settle
without further consultation, and in all instances, the plaintiff must appear at the mediation
conference; and
(ii) The party’s counsel of record, if any; and
(iii) A representative of the insurance carrier for any insured
party who is not the carrier’s outside counsel and who has full authority to negotiate and
recommend settlements to the limits of the policy or the most recent demand, whichever is
lower, without further consultation.
(2) Sanctions. On motion, the Court may impose sanctions against any
party or attorney who fails to comply with this Rule, including, but not limited to,
mediation costs and reasonable attorney’s fees relating to the mediation process.
(f) Adjournments. The mediator may adjourn the mediation conference at any
time and may set times for reconvening the adjourned conference. No further notification
is required for parties present at the adjourned conference.
(g) Counsel. The mediator shall be in control of the mediation and the
procedures to be followed in mediation. Attorneys shall be permitted to communicate
privately with their clients during the mediation conference.
(h) Communication with Parties. The mediator may meet and consult
privately with either party and his or her representative during the mediation.
(i) Termination of Mediation
(1) Expected Date of Completion. Mediation shall be completed with
seven weeks of the first mediation conference unless extended by order of the Court or by
stipulation of the parties.
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(2) Exceptions. Mediation shall terminate before the end of seven
weeks in the following circumstances:
(i) All issues referred for mediation have been resolved;
(ii) The parties have reached an impasse; or
(iii) The mediator concludes that the willingness or ability of a
party to participate meaningfully is so lacking that an agreement on voluntary terms is
unlikely to be reached by prolonging the negotiations.
(j) Report of Mediator. Within 14 days after the termination of a mediation,
the mediator shall file with the Clerk a report as to whether an agreement was reached, in
whole or in part.
(k) Imposition of Sanctions. In the event of any breach or failure to perform
under a settlement agreement, the Court on motion may impose sanctions, including costs,
attorney’s fees, or other appropriate remedies, including entry of judgment on the
agreement.
(l) Discovery. Whenever possible, the parties before completing mediation are
encouraged to limit discovery to the development of information necessary to facilitate a
meaningful mediation conference. Unless otherwise ordered by the Court, discovery may
continue during mediation.
(m) Confidentiality of Communications. All oral or written communications
in a mediation conference, other than executed settlement agreements, shall be exempt
from discovery and shall be confidential and inadmissible as evidence in the underlying
case unless all parties agree otherwise. Evidence with respect to alleged settlement
agreements shall be admissible in proceedings to enforce the settlement. Subject to the
foregoing, unless authorized by the parties, the mediator may not disclose any information
obtained during the mediation.
(n) Immunity. Mediators shall be entitled to immunity as provided by S. Ct. R.
99.
(o) Mechanism for Reporting. The Court Administrator shall keep and
maintain statistics and records on all cases referred to mediation and shall file reports with
the Administrative Office of the Illinois Courts as directed by the Chief Judge, which shall
include an annual count of the number of cases referred to mediation and the results
achieved.
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Rule 6.5 Mediator Qualifications
(a) Certification of Mediators. The Court Administrator shall certify
attorneys as approved to serve as mediators under these Rules who meet the following
criteria:
(1) The attorney has submitted to the Court Administrator a signed,
written request for certification.
(2) The attorney is licensed to practice law in Illinois, is in good
standing, of good moral character, and has practiced law for at least eight years or is a
retired judge, except the Chief Judge may approve the request of an attorney who is
otherwise qualified and has practiced for at least three years if the Chief Judge is satisfied
the attorney has demonstrated the ability to perform the functions of a mediator.
(3) The attorney has received certification from a formal mediation
training program consisting of at least 24 hours’ instruction.
(b) Fee Schedule. Once approved, the attorney must advise the Court
Administrator of his or her current mediation fee schedule.
(c) Mediator General Standards. In each case, the mediator shall comply
with the general standards as may, from time to time, be established and promulgated in
writing by the Chief Judge.
(d) Decertification of Mediator. The eligibility of each mediator to retain the
status of a certified mediator shall be periodically reviewed by the Chief Judge. Failure to
adhere to the rules governing mediation may result in the decertification of the mediator,
by the Chief Judge or his or her designee.
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PART 7. CONTEMPT OF COURT
Rule 7.1 Contumacious Conduct Defined. Contumacious conduct consists of
verbal or non-verbal acts that (1) embarrass or obstruct the Court in its administration of
justice or derogate from its authority or dignity, (2) bring the administration of justice into
disrepute, or (3) constitute disobedience of a court order or judgment.
Rule 7.2 Direct Criminal Contempt
(a) Direct Criminal Contempt Defined. Contumacious conduct constitutes
direct criminal contempt if it is committed in such a manner that no evidentiary hearing is
necessary to determine the facts establishing the conduct and is committed in an integral
part of the Court while the Court is performing judicial functions.
(b) Court’s Alternatives. On the commission of an act constituting direct
criminal contempt, the Court may (1) summarily find the contemnor in contempt and
immediately impose sanctions, (2) summarily find the contemnor in contempt and impose
sanctions within a reasonable time, or (3) delay the finding of contempt and imposition of
sanctions until a later time. When the finding of contempt is delayed, the contempt
proceeding shall be conducted in the same manner as an indirect criminal contempt
proceeding.
(c) Conduct Specified; Statement in Mitigation. Before entering a finding of
contempt, the Court shall inform the contemnor of the specific conduct forming the basis
of the finding. Before imposing sanctions, the Court shall permit the contemnor an
opportunity to present a statement in mitigation.
(d) Sanctions. On finding direct criminal contempt without a jury, the Court
may impose a fine not to exceed $500 and/or sentence the contemnor to a term not to
exceed six months in a penal institution other than a penitentiary. If the contemnor
exercises his or her right to a jury trial and the jury finds the contemnor guilty of contempt,
the Court is not limited in the fine or sentence of incarceration it may impose. The Court,
in the exercise of its discretion, may impose other sanctions as it deems appropriate.
(e) Written Order Required. When imposing sanctions, the Court shall enter
a written judgment order setting forth the factual basis of the finding and specifying the
sanctions.
(f) When Referral to Another Judge Required. When a controversy between
the judge and the contemnor is integrated with the alleged contumacious conduct and
embroils the judge to a degree that the judge’s objectivity reasonably can be questioned,
the judge must refer the issues of contempt and any appropriate sanction to another judge.
In this event, the judge before whom the alleged contempt transpired shall specify in
writing the nature of the alleged acts of contempt, direct that a record of the proceedings
surrounding the acts be prepared, and transfer the matter to the appropriate assignment
judge for reassignment. The judge hearing the proceeding after the reassignment shall base
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his or her findings and adjudication of the contempt charge solely on the transferred written
charge and the record.
(g) Appeal. An appeal from a judgment of direct criminal contempt may be
taken as in criminal cases. On the filing of a notice of appeal, the Court may fix bond and
stay the execution of any sanction imposed pending the disposition of the appeal.
Rule 7.3 Indirect Criminal Contempt
(a) Indirect Criminal Contempt Defined. A contumacious act constitutes
indirect criminal contempt when it occurs outside the presence of the Court or in an area
that is not an integral or constituent part of the Court or if the elements of the offense are
otherwise not within the personal knowledge of the Court. A contumacious act committed
in the presence of the Court, but not summarily treated as a direct criminal contempt, may
be prosecuted as indirect criminal contempt.
(b) Petition for Adjudication. An indirect criminal contempt proceeding shall
be initiated by the filing of a petition for adjudication of indirect criminal contempt. The
petition shall be verified and set forth with particularity the nature of the alleged
contemptuous conduct. The charge may be prosecuted by the state’s attorney or, if he or
she declines, by an attorney appointed by the Court.
(c) Notice of Hearing. If the Court finds the petition sets forth allegations that
support the charge, it shall set the matter for hearing and order notice be given to the
respondent. Notice of the hearing and a copy of the petition shall be served and returned in
the manner as provided in S. Ct. R. 105(b) or, if the Court allows, the Clerk or petitioner’s
attorney may give notice by regular mail to the respondent’s last known address. If notice
is made by regular mail, proof of mailing shall be made part of the record. Notice by
personal service shall be served not less than seven days before the hearing, and notice by
regular mail shall be mailed not less than 10 days before the hearing. The notice shall
include, in addition to the time, date, and place of hearing, the following words in bold type
or underlined: “Your failure to appear at this hearing may result in the issuance of a warrant
for your arrest.” If the respondent fails to appear after notice or if the Court has reason to
believe the respondent will not appear in response to the notice, the Court may issue a
bench warrant directed to the respondent. When a warrant issues, the Court shall set bail
as authorized in criminal cases. The amount of bail shall be indicated on the order of
attachment.
(d) Explanation of Rights. On the first appearance of the respondent, the Court
shall inform the respondent of his or her rights to (1) notice of the charge and of the time
and place of the hearing, (2) an evidentiary hearing, including the right to subpoena
witnesses, confront the witnesses against him or her, and respond to the charge, (3) be
represented by an attorney and, if indigent, have an attorney appointed for him or her, (4)
freedom from self-incrimination, (5) the presumption of innocence, (6) the right to be
proven guilty only by proof of guilt beyond a reasonable doubt, and (7) trial by jury if the
Court, before the hearing begins, declares that a sentence of incarceration of more than six
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months and/or a fine of more than $500 may be imposed as a sanction on a finding of
guilty.
(e) When Referral to Another Judge Required. When a controversy between
the judge and the contemnor is integrated with the alleged contumacious conduct and
embroils the judge to a degree that the judge’s objectivity reasonably can be questioned,
the judge must refer the issues of contempt and any appropriate sanction to another judge.
In this event, the judge before whom the alleged contempt transpired shall specify in
writing the nature of the alleged acts of contempt, direct that a record of the proceedings
surrounding the acts be prepared, and transfer the matter to the appropriate assignment
judge for reassignment. The judge hearing the proceeding after the reassignment shall base
his or her findings and adjudication of the contempt charge solely on the transferred written
charge and the record.
(f) Statement in Mitigation. Before imposing sanctions, the Court shall
permit the contemnor an opportunity to present a statement in mitigation.
(g) Sanctions. The Court, in the exercise of its discretion, may impose
sanctions as it deems appropriate.
(h) Written Order Required. When imposing sanctions, the Court shall enter
a written judgment order setting forth the factual basis of the finding and specifying the
sanctions.
(i) Appeal. An appeal from a judgment of indirect criminal contempt may be
taken as in the case of direct criminal contempt as specified in Rule 7.2(g).
Rule 7.4 Civil Contempt
(a) Civil Contempt Defined. A contumacious act constitutes a civil contempt
if (1) the act consists of the failure to obey a court order or judgment and (2) coercive rather
than punitive sanctions are sought to compel compliance with the order or judgment.
(b) Civil Contempt Petition. Except as provided in these Rules, a rule to show
cause for indirect civil contempt shall be issued only on a verified petition that clearly sets
forth the facts on which the petition is based or on testimony of the complaining party. Any
verified petition or testimony shall make at least a prima facie showing that the respondent
is in contempt. The petitioner may give notice to the respondent before presenting a petition
to the Court for issuance of a rule to show cause but is not required to give notice unless
otherwise directed by the Court.
(c) Issuance. The Court may immediately issue a rule to show cause, on its
own motion or on the motion of a party, for the respondent’s failure to respond to or comply
with a citation, subpoena, court order, or other mandatory process that has been served on
the respondent by any method authorized by law. On a showing of exigent circumstances
48
or of previous failure to respond or comply with the process and orders of the Court, the
Court may issue an attachment for contempt.
(d) Response and Burden of Proof. No later than three days before the hearing
on the rule to show cause, the respondent may file a written answer denying, with
specificity, any of the allegations, together with any affirmative defense. Subsequent
written or oral denials and affirmative defenses may be made only with leave of Court.
Allegations in the petition not specifically denied shall be deemed admitted, and the
remaining allegations must be proven by a preponderance of the evidence. If the basis of
the charge of civil contempt is the respondent’s failure to make ordered payments to the
Clerk or the State Disbursement Unit, the records of the Clerk shall be prima facie evidence
of the amount paid and disbursed by the Clerk or the State Disbursement Unit.
(e) Service of Rules. A rule to show cause shall be personally served on the
respondent unless otherwise ordered by the Court. Unless otherwise ordered by the Court,
a rule to show cause shall be served on the respondent not less than five days before the
hearing. A notice of the hearing on a rule to show cause shall include, in addition to the
time, date, and place of hearing, the following words in bold type or underlined: “Your
failure to appear at this hearing may result in the issuance of a warrant for your arrest.”
(f) Hearing. The hearing on a rule to show cause shall be heard in open court.
(g) Failure to Appear. If the respondent has been personally served with the
rule to show cause or has been served with the rule to show cause by an alternate method
approved by the Court and does not appear, the Court may, in addition to any other
appropriate action:
(1) Continue the hearing to a date certain and either issue an attachment
with bond or give notice by mail of the continued date; or,
(2) Proceed to hearing if the complaining party appears; or,
(3) Discharge the rule to show cause if the complaining party does not
appear.
(h) Written Order Required. On an adjudication of civil contempt, the
complaining party or the Court shall prepare a written judgment order specifying the
contumacious conduct, the sanctions imposed, and the means by which the contemnor may
purge himself or herself of the contempt. A copy of the judgment shall be provided to the
contemnor.
(i) Bond Forfeiture. If the respondent does not appear after posting bond on
an attachment, the Court may declare the respondent’s bond forfeited and may proceed as
in cases of failure to appear.
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(j) Setting Bond. Bond on attachments shall not be oppressive and shall be
solely for the purpose of securing the respondent’s appearance.
(k) Disposition of Bond. No bond or portion of a bond posted on an attachment
for contempt shall be paid to the complaining party unless:
(1) The respondent agrees in writing that the bond deposit, or some
portion of it, be paid to the complaining party; or,
(2) The Court orders the bond deposit, or some portion thereof, be paid
to the complaining party after notice and hearing on the complaining party’s motion
requesting turnover.
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PART 8. DISSOLUTION OF MARRIAGE AND FAMILY LAW CASES
Rule 8.1 Disclosures Required in Dissolution of Marriage and Family Law Cases
(a) Financial Affidavit. In all actions in which there is a dispute involving
property, temporary or other maintenance, temporary or other child support, or post-high
school educational expenses, each party shall file a financial affidavit at least five days
before the hearing on the issue(s) or when otherwise ordered by the Court. The financial
affidavit form shall comply with the standardized, statewide form available at the Illinois
Supreme Court website. If a financial affidavit has been filed before a hearing on temporary
relief, an additional financial affidavit need not be filed before the hearing for permanent
relief if there has been no substantial change at the time of the final hearing. The failure of
a party to file a financial affidavit when it is due may constitute good cause for the Court
to continue the hearing and/or order such other sanctions as the Court deems appropriate.
(b) Statement of Proposed Property Apportionment. If property
apportionment is in dispute, the parties, at least five days before the hearing or when
otherwise ordered by the Court, shall, in addition to the financial affidavit, submit a
statement of proposed property apportionment that includes an itemization of all property
claimed as marital and non-marital, a proposed value of each item, a proposed property
apportionment, and citation to any authorities relied on by the proponent to support the
proposed apportionment. If marital indebtedness is in dispute, the statement also shall
include a list of all debts that includes the name of the creditor, an identification as to
whether the debt is marital or non-marital, the amount of the debt, and the date(s) the debt
is due. The failure of a party to file a statement when it is due may constitute good cause
for the Court to continue the hearing and/or order such other sanctions as the Court deems
appropriate.
(c) Additional Disclosures if Required. The Court may, on written motion of
a party or its own motion, determine that, because of the nature or complexity of an action,
the parties shall, within 30 days and without further notice or request, disclose and
exchange the following information, whether the information is within the possession,
custody, or control of the party or can be ascertained or acquired by the party by reasonable
inquiry and investigation:
(1) Whether paternity of any child, living or unborn, is contested, and,
if so, the identity of the child and the alleged putative father of the child;
(2) The name and address of any health and medical insurance carrier
covering any spouse and/or children;
(3) A statement describing any worker’s compensation, personal injury,
or property damage claims the disclosing party may have, whether or not filed;
(4) The name and address of all employers and a description of any self-
employment of the disclosing party;
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(5) Current representative wage stubs or other documents
demonstrating the disclosing party’s current income from all sources;
(6) Copies of all appraisals conducted within three years of any personal
property or real estate in which either party claims a legal or equitable interest;
(7) A statement setting forth the details of any claim by the disclosing
party that the other party has dissipated assets;
(8) A statement setting forth the details of any claim of a right to
reimbursement for contribution;
(9) A list of any annuities, pensions, profit sharing plans, retirement
plans, IRS accounts, 401(K) or Keogh plans, or other similar equities in which any party
has or claims a legal or equitable interest, setting forth the names and addresses of the
owner, plan administrator, trustee, or manager and any identifying number of the annuity,
account, or plan;
(10) A list of any stocks, bonds, mutual funds, or other equities in which
any party has a legal or equitable interest, whether held in the name of a party or by any
other person or entity for the benefit of a party;
(11) A list of any accounts held by any bank, savings and loan, brokerage
company, credit union, or other thrift institution in which accounts any party has a legal or
equitable interest, whether held in the name of a party or by any other person or entity for
the benefit of a party, setting forth the name and address or any institution or entity and the
identification number of the account;
(12) The existence of any cash value life insurance, term insurance, or
other insurance policies covering the life of any party, including the name and address of
the company, the policy number, and the face and cash values of each policy;
(13) Copies of federal and state tax returns of any party, together with all
supporting schedules, W-2 forms, and 1099 forms for all income included in the returns
for the three calendar years preceding the date of the order;
(14) The names and addresses of any doctors, psychologists,
psychiatrists, or mental health counselors who have consulted with or treated any child of
the parties during the 12 months preceding the date of the order; and
(15) The names, addresses, telephone numbers, and e-mail addresses of
all witnesses the disclosing party intends to call at trial, together with a description of the
subject matter about which each witness might be called to testify.
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Each disclosure shall be made in writing, accompanied by the affidavit of the party that the
disclosure is complete and correct as of its date and that all reasonable attempts to comply
with this Rule have been made. The duty to disclose required by this Rule shall be a
continuing duty, and each party shall seasonably supplement and amend disclosures
whenever new or different information or documents become known to the disclosing
party.
(d) Impoundment of Documents. In accordance with Rule 3.3, if any party
files a financial affidavit, other documents containing a social security or account number,
or a medical, psychiatric, psychological, mediator’s, or guardian ad litem’s report, the
Clerk shall without further order impound the document so that only the parties and
attorneys of record in the action may have access to them and the right to copy them.
Rule 8.2 Parenting Education. In all cases in which the parties have a minor child,
each parent must attend an approved parenting education program and provide proof of
completion before any prove-up or final order in the action. The Court may waive this
requirement for good cause. A party who has previously attended an approved program
need not attend again if he or she is able to provide a copy of the certificate of attendance.
Rule 8.3 Settlement Conference. In any dissolution of marriage or family law
action, the Court may on motion of a party or its own motion order the parties and their
attorneys, if any, and the guardian ad litem, if applicable, to attend a settlement conference.
At the settlement conference, the participants shall conduct good faith settlement
negotiations, identify all disputed issues the Court needs to resolve, prepare a stipulation
as to any agreed matters, and consider any other matters that might aid, expedite, or
simplify the action.
Rule 8.4 Criteria for Placement on Approved List of Attorneys.
(a) Allocation Cases Defined. As used in this Rule and Rule 8.5, “Allocation
Cases” shall mean and refer to cases, including guardianship cases, that involve contested
issues of child custody, allocation of parental responsibilities, relocation of a child,
visitation, or parenting time.
(b) Application. Attorneys seeking appointment in Allocation Cases to
represent children or serve as a guardian ad litem shall apply in writing to the Chief Judge,
setting forth the applicant’s qualifications. A list of appointed attorneys shall be maintained
by the Chief Judge.
(c) Qualifications. Attorneys appointed by the Court to represent children or
serve as a guardian ad litem in Allocation Cases must possess the ability, knowledge, and
experience to fulfill the responsibility in a competent and professional manner and have
the following minimum qualifications:
(1) Be licensed and in good standing with the Illinois Supreme Court;
and
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(2) Have 10 hours in the two years before the date the attorney qualifies
for appointment in approved continuing legal education courses in the following areas:
child development, roles of a guardian ad litem and child representative; ethics in
Allocation Cases; relevant state and federal caselaw in Allocation Cases; family dynamics,
including substance abuse, domestic violence, and mental health issues; however, in lieu
of the foregoing, an attorney may initially qualify if he or she has acted as a guardian ad
litem, child representative, or attorney for children in at least five cases in the two-year
period before the initial qualification; and
(3) One pro bono representation in the year before the appointment.
(d) Continuing Education. To remain on the approved list, each attorney shall
attend approved continuing legal education courses of at least 10 hours in every two-year
period following initial qualification in courses in the following areas: child development;
roles of a guardian ad litem and child representative; ethics in Allocation Cases; relevant
state and federal caselaw in Allocation Cases; and family dynamics, including substance
abuse, domestic abuse, and mental health issues. Verification of attendance shall be
submitted to the Chief Judge at the time of attendance or on request.
(e) Contact Information. Each appointed attorney shall submit to the Chief
Judge current contact information (updated as needed) with a statement or other
verification of attendance at continuing education.
(f) Payment of Fees. Each appointed attorney shall be paid by the parties as
ordered by the Court or as agreed between the parties. The fees shall be paid as ordered,
and the Court may enforce the orders and judgments as in other proceedings, including by
imposing sanctions. When possible, fees shall be paid before engagement in the form of a
retainer and accounted for by the appointed attorney.
(g) Pro Bono Appointments. The Court may appoint an attorney from the
approved list to serve on a pro bono basis, but no attorney shall be so appointed and serve
more than once in any 12-month period.
(h) Removal. The Chief Judge may remove an attorney from the list of
approved attorneys based on the attorney’s failure to meet or maintain the listed
qualifications or for good cause shown, including failure of the attorney to perform as
provided in S. Ct. R. 907.
Rule 8.5 Mediation
(a) Purposes, Goals, and Principles of Mediation. This Rule is intended to
comply with S. Ct. R. 905. This Rule recognizes that healthy parent-child relationships are
more likely to emerge in Allocation Cases from a mediated agreement obtained under
proper conditions than from the adversarial judicial process. Mediation with a mediator
who does not decide the issues but who impartially assists the parties in reaching a fair
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settlement helps ensure the parties consider fully the best interests of the children and that
they understand the consequences of decisions they reach concerning the issues in
Allocation Cases. Mediation assists the parties in examining the separate and individual
needs of the children and considering those needs apart from their own desires. Mediation
is based on the full disclosure of all facts related to the dispute and on principles of
problem-solving that focus on the needs and interests of the parties, fairness, privacy, self-
determination, safety, and the best interest of the children involved. Mediation is not a
substitute for independent legal advice and is not appropriate when one of the parties is
unable to participate competently because of family violence or intimidation, substance
abuse, mental illness, or any other condition that adversely affects the ability of the party
to represent himself or herself or when the parties are subject to a pending order of
protection.
(b) Duties of the Mediator
(1) Information at Initial Session. At the initial session, the mediator
shall:
(i) Determine the issues to be mediated;
(ii) Explain that the mediator will not provide legal advice,
therapy, or counseling;
(iii) Disclose the nature and extent of any existing relationships
with the parties or their attorneys and any personal, financial, or other interests that could
result in bias or conflict of interest on the part of the mediator;
(iv) Advise each party that he or she has the right to obtain an
attorney to assist and advise the party throughout the mediation;
(v) Inform the parties that mediation can be suspended or
terminated at the request of either party after three hours of mediation and the mediator
may suspend or terminate the mediation if either party is acting in bad faith or appears not
to understand the negotiation, the prospects of achieving a responsible agreement appear
unlikely, or if the needs and interests of the minor children are not being considered. In the
event of a suspension or termination, the mediator may suggest a referral for outside
professional consultation;
(vi) Explain that the mediation process is confidential as outlined
in this Rule;
(vii) Inform the parties that the mediation process requires
voluntary full disclosure of all relevant facts;
(viii) Explain the fees for mediation and reach an agreement with
the parties for payment as previously ordered by the Court;
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(ix) Reach an understanding with the parties as to whether the
mediator may communicate with either party or his or her attorney or with other persons
to discuss the issues in mediation in the absence of the parties; and
(x) Advise each party that advocates or support persons may not
be present during the mediation session but that these individuals may be available for
consultation for a party while mediation is in progress.
(2) Ethical Conduct. Each mediator must maintain high standards of
ethical practice. A mediator shall make accurate statements about the mediation process,
its costs and benefits, and about the mediator’s qualifications. A mediator shall not mediate
any dispute that is being mediated by another mediator without first attempting to consult
with the person or persons conducting the mediation. A mediator also shall respect the
complementary relationship between the fields of mediation, law, mental health, and other
social services and shall promote cooperation with other professionals.
(3) Fair Agreements. The objective of mediation is not a settlement at
any cost; rather it is an achievement of a fair and reasonable agreement. While there is no
one definition of fair and reasonable, mediators shall disassociate themselves from
agreements that they perceive to be outside the parameters of fairness. In such situations,
mediators shall withdraw from mediation and terminate the process.
(4) Written Agreements. The mediator shall summarize, in writing, the
agreements reached by the parties. A copy shall be given to the parties and their attorneys,
if any. The mediator shall advise each party to obtain legal assistance in drafting any final
agreement or in reviewing any agreement drafted by the other party. The mediator shall
advise the parties that decisions reached during mediation are not binding until reviewed
by the attorneys, if the parties are represented, and approved by the Court in accordance
with this Rule.
(5) Report to the Court. The mediator shall report the outcome to the
Court. The mediator shall not disclose reasons for the absence of an agreement.
(6) Co-mediation or Shuttle Mediation. Co-mediation or shuttle
mediation may be utilized as deemed appropriate by the mediator.
(7) Statistical Information. Mediators shall provide statistical
information to the Court, as required by the Illinois Supreme Court, to assist in measuring
and monitoring the performance of the mediation program.
(c) Independent Legal Advice
(1) Advising Parties. At the beginning of the mediation, the mediator
shall encourage the parties to obtain independent legal advice. Any documents used in the
mediation shall be made available to a party’s attorney.
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(2) Self-Represented Litigant. If a party is an SRL, the Court must be
so advised when the mediated agreement is presented for approval.
(3) Referrals. While mediators must encourage the parties to obtain
independent legal advice, they shall not refer them to specific attorneys or attempt in any
other manner to influence the choice of attorney. Mediators may, however, encourage the
parties to use an attorney referral service.
(d) Qualifications for Mediators
(1) Requirements. Mediators shall meet all the following
requirements:
(i) Formal Education. A degree in law or a graduate degree in
a field that includes the study of psychiatry, psychology, social work, human development,
family counseling, or other behavioral science substantially related to marriage and family
interpersonal relationships; and
(ii) Training. Specialized training in family mediation
consisting of a Circuit-approved course of study or certification, to consist of at least 40
hours in the following areas:
(a) Conflict resolution;
(b) Psychological issues in separation, dissolution, and
family dynamics;
(c) Issues and needs of children in dissolutions; or
(d) Mediation process and techniques; and
(iii) Insurance. Professional liability insurance that covers the
mediation process.
(2) Continuing Education. Approved mediators are required to
complete 10 hours of Circuit-approved continuing education every two years and provide
evidence of completion to the Chief Judge.
(e) Confidentiality
(1) Information Provided to Parties. Except for documents made
available to attorneys, no information obtained from and about the parties through
mediation shall be disclosed by the mediator to any third party, including attorneys.
However, when there is a clear danger of imminent harm to a child or party, the obligation
57
of the mediator to maintain confidentiality will not apply as to the danger of imminent
harm.
(2) Subpoenaed Mediator. If subpoenaed or otherwise noticed to
testify, the mediator shall inform the parties or their attorneys immediately so as to afford
the party an opportunity to quash the process. Any subpoena or other process shall be
quashed unless the Court determines that a clear danger of imminent harm to a child or
party exists.
(3) Mediator Ex Parte Communication. The mediator shall not
communicate with either party alone or with any other person to discuss mediation issues
without the consent of the parties as set forth in this Rule.
(f) List of Mediators. The Chief Judge shall establish a list of approved
mediators. The Chief Judge, in his or her discretion, may require any biographical or other
relevant information from the applicant in order to determine whether the applicant should
be included on the list. For good cause shown, the Chief Judge may reject the application
of any person or remove a mediator from the list. Inclusion on the list by the Chief Judge
shall not be considered a warranty that the mediator can successfully mediate any specific
dispute. Inclusion of a mediator on the list indicates the explicit agreement by that mediator
to abide by the standards of practice set forth in this Rule.
(g) Referral to Mediation
(1) Application. The Court may order mediation on motion of either
party or on its own motion.
(2) Initial Sessions. If the parties are referred to mediation, they shall
be required to attend a minimum of three hours of mediation within 30 days. Further
participation shall be voluntary and consistent with the purposes, standards, and principles
of mediation. Mediation may be terminated or suspended before the end of three hours if
all mediated issues are resolved or pursuant to these Rules.
(3) Status Date. When the Court orders mediation, the Court shall
schedule a status hearing within a reasonable time to encourage the parties’ prompt
attention to mediation and to prevent the use of mediation as a delaying tactic. The Court
shall also apportion payment of mediation costs at that time, subject to review at the
conclusion of all pending issues in the case.
(4) Temporary Orders. The Court may issue temporary orders before
or during mediation.
(5) Fee Reductions. Mediators shall serve on a pro bono or reduced fee
basis on a rotating schedule for those cases in which the Court determines that mediation
would otherwise be unavailable for financial reasons.
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(h) Referral Procedure
(1) Agreed Selection of Mediator. The parties shall select a mediator
from the Court’s list, which shall be available from the Clerk, together with complete
resumes and individual fee schedules. In pro bono or reduced fee cases, the mediator shall
be appointed by the Court.
(2) Disputed Selection of Mediator. If the parties cannot agree on a
mediator, the Court shall select the mediator.
(3) Scheduling Appointments. The parties shall promptly contact the
mediator to schedule appointments.
(4) Pre-Session Letter to Mediator. Before the first mediation session,
each attorney or SRL may submit a letter to the mediator providing information with regard
to the case, including temporary or permanent orders that have been entered and a statement
of the unresolved issues. The attorney or SRL shall provide a copy of any letter to the
opposing counsel or SRL. The letter to the mediator shall not be confidential and may be
disclosed by the mediator to both participants. The attorneys, SRLs, and mediator shall not
have further communication with regard to the mediation process except as allowed by
these Rules.
(i) Exclusion from or Termination of Mediation
(1) Judicial Exclusion. Parties shall not be referred to mediation if the
Court has reason to believe that:
(i) child or spousal abuse has occurred in the recent past or is
occurring on an ongoing basis, unless the abuse is addressed and resolved; or
(ii) one or both parties are chemically dependent to the extent
the dependence would interfere with mediation, unless the dependence is addressed and
resolved; or
(iii) one or both parties are emotionally or mentally impaired to
the extent the impairment would interfere with mediation, unless the impairment is
addressed and resolved; or
(iv) the physical safety of either party would be jeopardized,
unless the safety issue is addressed and resolved; or
(v) either party is acting in bad faith or appears not to understand
the negotiation, the prospects of achieving a responsible agreement appear unlikely, or the
needs and interests of the minor children are not being considered.
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(j) Termination of Mediation on Motion of a Party
(1) Judicial Determination. Any party may move the Court at any time
to terminate an ordered mediation based on factors set forth in these Rules, notwithstanding
a contrary determination by a mediator.
(2) Filing a Motion. Any motion to terminate mediation must be
supported by an affidavit setting forth specific facts as to why continuing the mediation
would be inappropriate.
(k) Entry of Judgement or Order
(1) Presentation of Agreement. Each mediated agreement shall be
presented to the Court within 30 days following the conclusion of mediation.
(2) Approval by Court. The Court may in its discretion examine the
parties as to the content and intent of the agreement and shall reject the agreement if any
of its provisions are found by the Court to be unconscionable or contrary to the best interest
of a minor child. Unless the agreement is rejected, the Court shall enter an appropriate
judgment or order stating its findings and shall incorporate, either physically or by
reference, the agreement so that the terms of the agreement are also the terms of the
judgment or order.
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PART 9. PROBATE PROCEEDINGS
Rule 9.1 Probate Act. As used in Part 9 of these Rules, “Act” shall mean and refer
to the Probate Act of 1975, 755 ILCS 5/1-1 et seq.
Rule 9.2 Admission of Will to Probate When Holographic or in Language Other
Than English
(a) Holographic Will. When seeking to probate a handwritten will and/or
codicil, the petitioner shall file a typewritten copy of the will and/or codicil with the petition
and an affidavit of the petitioner or other person typing the will and/or codicil that the
typewritten copy is true and correct to the best of his or her knowledge.
(b) Will in Language Other Than English. When seeking to probate a will
and/or codicil that is written in a language other than English, the petitioner shall file a
typewritten copy of the will and/or codicil in English with the petition and a certification
by a qualified translator that the translation is true and correct.
Rule 9.3 Deposition of Witness to Will or Codicil. A person seeking admission of
a will or codicil to probate and desiring to take the deposition of a witness to a will or
codicil as provided in section 6-5 of the Act shall file a petition for issuance of a
commission stating the name and address of the witness, the reason the witness is unable
to attend court, and the name and address of the officer to whom the commission is directed.
A copy of the proposed written interrogatories shall be attached to the petition. Unless
notice is waived, notice of the petition shall be given not less than 14 days before the
hearing on the petition for admission of the will or codicil to probate to each heir or legatee
whose name and address is stated in the petition. Before the hearing, any interested person
may propose written cross-interrogatories.
Rule 9.4 Supplemental Proceedings
(a) Scope of Rule. Supplemental proceedings within the meaning of this Rule
shall include, but are not limited to, will contests, contracts to make wills, constructions of
wills, and appointment of testamentary trustees.
(b) Invoking Jurisdiction. Supplemental proceedings shall be invoked by
filing a petition in the probate proceeding and serving process as in other civil cases, except
that jurisdiction over claims for personal injury, wrongful death, or other torts shall be
invoked as provided by Rule 9.14. The petition shall designate the type of proceeding and
shall employ the same case number as the estate to which it relates with suffix “A,” “B,”
“C,” etc. The required fee shall be paid when the petition is filed.
Rule 9.5 Safety Deposit Box. Generally, court approval is not necessary for a
representative or guardian to access the safety deposit box of an estate or ward. On the
motion of the surety on a bond of a representative or guardian or other interested party or
on the Court’s own motion, the Court may require the Court’s written approval to access a
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safety deposit box containing assets of the estate or ward and/or require the representative
or guardian to initially open the safety deposit box in the presence of the surety or a
representative of the depository and prepare an itemized inventory of the box’s contents.
All representatives and guardians shall timely file with the Clerk a sworn inventory of a
safety deposit box’s contents.
Rule 9.6. Investment by Guardian
(a) Requirements of Petition. A petition of a guardian to invest the ward’s
property shall identify the category of the proposed investment pursuant to section 21-2 of
the Act and certify that the proposed investment complies with the limitations applicable
in that category. If the proposed investment is to be purchased directly or indirectly from
the guardian or from any firm of which he or she is an officer or director, the petition shall
so state.
(b) Retaining Investments. If a guardian desires to retain an investment
(including a life, endowment, or annuity policy) or any increase in that investment that is
not authorized by section 21-2 of the Act, the guardian shall petition the Court for approval
to retain the investment or increase.
(c) Material Changes. Before making any material change to the terms of
any life, endowment, or annuity policy purchased pursuant to section 21-2 of the Act, the
guardian shall petition the Court for approval.
Rule 9.7 Expenditures from Ward’s Estate. A petition of a guardian or conservator
to apply any part of the ward’s estate for the support, comfort, or education of the ward or
other person entitled to support from the ward’s estate shall state the present value of the
estate, the annual income available to the ward, and the purpose of the proposed
expenditure. The petition shall further list all payments being received by the ward or the
petitioner either individually or as guardian or conservator on behalf of the ward, including
Social Security payments, disability benefit payments from the Veteran’s Administration
or other governmental agency or department, relief or other assistance from a charitable or
relief organization, payments from a trust, and payments from one having an obligation to
support the ward.
Rule 9.8 Required Inventory Descriptions. In all cases under supervised
administration, the following shall apply:
(a) Real Estate. Descriptions of real estate shall include the legal description
and address, if any, of the property. If a beneficial interest in real estate is an asset of the
estate, the name and address of the trustee and other identifying information shall be stated.
(b) Stocks, Bonds, Notes. Descriptions of stock shall include the number of
shares, class of stock, exact corporate title, and state of incorporation if the state is
necessary to identify the stock. A description of a bond shall include the total face value,
name of the obligor, kind of bond, rate of interest, date of maturity, interest dates, coupons
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attached or date to which interest is paid, and endorsements. A description of a note owed
to the decedent or ward shall include the face amount and unpaid balance, date of the note,
date of maturity, name of the matter, interest dates, rate of interest, date to which interest
is paid, endorsements, and, if secured, a description of the security.
(c) Partnership Interests. A description of a partnership interest shall include
the partnership name and address and the approximate value and interest of the estate, if
known.
(d) Causes of Action. A description of a cause of action shall include the name
of the defendant(s) or potential defendant(s), its nature, and, if suit has been instituted, the
title, case number, and court in which it is pending.
(e) Filing of Inventory Required. Unless excused by the Court, each
inventory and amended or supplemental inventory shall be filed with the Clerk. The first
inventory shall be filed within 60 days after the Clerk issues letters of office.
(f) Amended or Supplemental Inventory. An amended or supplemental
inventory shall be filed with the Clerk if real or personal property has been erroneously
described in a previous inventory, assets have been improperly included or excluded from
a previous inventory, or additional assets have been received by the representative or have
come to his or her knowledge. A supplemental inventory or an amendment to an inventory
need not include assets correctly described in a previous inventory.
(g) Contents of Inventory. Each inventory shall list, as of the date of death of
the decedent or the date of appointment of the guardian, the real and personal property that
has come to the knowledge of the representative and any cause of action on which the
representative has a right to sue. The inventory in a decedent’s estate under supervised
administration or in the estate of a minor or disabled person shall be verified.
Rule 9.9 Procedure for Disposition of Claims
(a) Presentment to the Estate. The claimant shall mail or deliver a claim to
the legal representative of the estate and to the attorney of record, if any, unless the legal
representative or attorney in writing waives the mailing or delivery of the claim or consents
to the allowance of the claim.
(b) Filing Proof with Clerk. The claimant shall file with the Clerk proof of
mailing or delivery of the claim, or a waiver thereof, within 10 days after filing the claim.
(c) Setting Claim for Hearing. The Court, or if the Court so designates, the
Clerk, may set the claim for hearing. If mailing or delivery of the claim is waived and the
claim is consented to in writing, the Clerk shall notify the Court and enter judgment for the
amount claimed.
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(d) Contesting Claim. The legal representative or any other person whose right
may be affected by the allowance of the claim may file an answer contesting the claim.
(e) Hearing. If an objection to a claim has been filed, the Court on the return
date set under Rule 9.9(c) will schedule the claim for hearing and order the legal
representative, the attorney for the estate, or the Clerk to give the claimant at least 10 days’
notice of the hearing by regular mail. If a counterclaim has been filed, it shall be heard on
the date set for hearing the contested claim.
Rule 9.10 Inaction in Probate Estates
(a) Inactive Status of Probate Matters. Whenever the Court determines that
a decedent’s estate or guardianship has remained inactive for a considerable time, the Court
may direct the Clerk to place the case on a docket call, and the Clerk shall give notice, as
directed by the Court, to the last known attorney of record or personal representative or
both of the time and place of the docket call. If the Court determines at the docket call that
the case cannot be conveniently terminated, the Court may enter an order directing the
Clerk to transfer the case to an inactive docket, and the case file shall be filed with the
closed probate files. A case may be removed from the inactive docket to the active docket
on motion and order.
(b) Removal of Personal Representative; Dismissal. If there has been no
action of record without good cause for a period of two years in any probate case, the Court
may remove the personal representative pursuant to section 23-2 of the Act or dismiss and
strike the case for want of action.
(c) Notice of Dismissal. On dismissal of the case, the Clerk shall send notice
by regular mail to the last known address of the personal representative and the attorney of
record specifying that the case, for good cause shown, may be reinstated within 30 days
after the date of the notice.
(d) Procedure on Dismissal. On dismissal of a case, claims shall be barred in
accordance with section 18-12 of the Act. If no assets remain in the estate, costs may be
waived, and other fees and expenses unpaid may be barred pursuant to section 15 of the
Act. If assets remain, they should be used to pay the costs of administration, and the balance
shall be deposited with the treasurer of the county in which the estate was opened.
Rule 9.11 Account of Disbursements
(a) When Summary Accounting Accepted. The Court may accept a summary
accounting of an unincorporated business, real estate, or beneficial interest in real estate in
the representative’s possession.
(b) When Guardian’s Accounting Required. Each guardian shall present an
account of his or her administration within 30 days after the expiration of one year after
the issuance of the letters of office and, unless otherwise ordered, at least annually
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thereafter. If the guardian is a bank or trust company, it shall not be required to file an
account (after filing its first account) more often than once every three years, unless
specifically required by the Court. All accountings shall include a listing of all
disbursements from the estate.
(c) Executor’s and Administrator’s Accounting. Each executor and
administrator shall account for his or her administration as required by section 24-1 of the
Act.
(d) Notice of Accounting. Unless waived by the person(s) entitled to notice,
notice of the hearing on a final account or an account intended to be binding pursuant to
section 24-2 or section 24-11(b) of the Act shall be given as follows:
(1) On an account of a guardian or guardian to collect: to the ward; to
each claimant whose claim is filed and remains undetermined or unpaid; and to other
persons entitled to notice. If a person entitled to notice other than the ward is represented
by an attorney whose appearance is on file, notice shall be sent to the attorney not less than
10 days before the hearing.
(2) Notice to all other persons entitled to notice shall be given as
follows: (a) notice, accompanied by a copy of the account, shall be given in person or sent
by regular mail to the last known address not less than 10 days before the hearing, except
if the address of the person is outside the United States or Canada, in which case the notice
shall be sent not less than 14 days before the hearing; (b) if the name or present post office
address of the person is not known to the representative or his or her attorney, notice shall
be given by one publication in a newspaper of general circulation in the county of the
hearing not less than 14 days before the hearing, unless waived by the Court; (c) the notice
shall contain the time, date, place, and nature of the hearing in substantially the following
sentence: “If the account is approved by the judge, in the absence of fraud, accident, or
mistake, the account as approved is binding on all persons to whom this notice is given.”
(e) Estate Tax Receipts. The Court shall not discharge a representative unless
the representative has filed with the Clerk appropriate documentation that all estate taxes
have been paid or that the estate is not subject to estate taxes.
(f) Contents of Guardian’s Report. A report of a guardian or a guardian to
collect shall disclose the physical location of the ward, the ward’s physical and mental
condition, and the ward’s attendance in school or occupation.
(g) Final Account of Ward’s Estate. On the final settlement of a ward’s estate,
if the person entitled to the estate is the ward, the guardian will not be discharged unless
the ward appears in Court and acknowledges the settlement. The personal attendance of
the ward or the ward’s acknowledgment of the settlement may be waived if the Court is
satisfied, by affidavit of the ward or by other evidence, that the settlement is correct, that
the ward possesses all his or her estate, and the personal attendance of the ward is
impracticable.
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(h) Death of Distributee. If the distributee of a decedent’s estate dies after the
decedent’s death but before the receipt of his or her entire distributive estate, the
representative of the estate shall present to the Court evidence of the distributee’s death
and any other documents as may be required for entry of an order of distribution.
Rule 9.12 Periodic Accounts. In all cases under supervised administration:
(a) When Required from Executors and Administrators. Every executor
and administrator shall present the account required by section 24-1 of the Act within 60
days after the date that is six months after the Clerk issued letters of office, annually after
the date of the first account, and at other times as the Court requires.
(b) When Required from Guardians. Every guardian shall present the
account required by section 24-11 of the Act within 30 days after the date that is one year
after the Clerk issued letters of office, annually after the date of the first account, within 30
days after the termination of the guardian’s office, and at other times as the Court requires.
(c) Requests for Extension of Time. If a representative seeks an extension of
time to a definite date or an order allowing accountings less frequently than required by
these Rules, the representative shall file a verified petition specifying the reasons for the
request. If the Court grants a petition for extension, it shall set a definite date for the
representative to file the next accounting.
(d) Notice and Citation if Periodic Accounting not Filed. In any case in
which an account has not been filed as required by this Rule or by a date set by the Court:
(1) The Clerk shall mail to the representative and any attorney of record
a notice that the account is due;
(2) If the account is not presented within 60 days after the Clerk’s
notice, the Clerk shall issue a citation directing the representative to account as required by
a date certain or appear on that date to show cause why he or she should not do so;
(3) If the representative fails to account or appear as directed, or if,
having appeared, he or she fails or refuses to account as required or to show cause why he
or she should not do so, his or her letters may be revoked and he or she may be subject to
contempt of court; and
(4) When issuing a citation required by this Rule, the Clerk shall mail
notices of the pendency of the citation proceeding and return date to all persons interested
in the administration of the estate, including unpaid creditors.
Rule 9.13 Jury Demand. A petitioner or claimant desirous of a jury trial under the
Act must file a jury demand with the Clerk and pay the required fee when the petition or
claim is filed. A representative or other party in interest opposing the petition or claim that
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desires a jury trial must file a jury demand and pay the fee when filing the answer or other
responsive pleading. If the petitioner or claimant files a jury demand and later waives a
jury trial, the opposing party will be granted a jury trial on demand made within 30 days
of being advised of the waiver and payment of the fee. Otherwise, the party waives a jury
trial. The jury fee, once paid, shall not be reimbursed on a subsequent waiver of jury.
Rule 9.14 Settlement of Personal Injury or Death Action in Decedent’s Estate
(a) Petition. To settle a cause of action for personal injuries or death or any
other action in which a decedent’s estate will receive any or all the settlement proceeds,
the executor or administrator shall execute and file a verified petition setting forth:
(1) A description of the occurrence giving rise to the cause of action;
(2) The name and address of the person or entity against whom the
cause of action has accrued;
(3) The name and address of the liability insurance carrier, if any,
affording coverage to the person or entity against whom the cause of action has accrued,
and the monetary limits of the applicable liability insurance policy;
(4) A brief description of the injuries sustained by the decedent and a
list of hospital and medical expenses incurred by the decedent as a result of the occurrence;
(5) A statement by the petitioner or the attorney for the petitioner as to
the fairness of the proposed settlement and the basis for the petitioner’s or attorney’s
recommendation that the proposed settlement be approved; and
(6) The amount of attorney’s fees and costs, if any, that would be paid
from the proceeds of the proposed settlement and the bases for these amounts.
(b) Judge Assigned if Injury or Death Action is Pending. When the proposed
settlement relates to a pending case for personal injury or wrongful death, the verified
petition shall be heard by the judge assigned to the case.
(c) Judge Assigned if No Injury or Death Action is Pending. When the
proposed settlement does not relate to a pending case for personal injury or wrongful death,
the verified petition shall be heard by the judge assigned to the estate.
(d) Notice. Before a party may present a petition to the Court, the party must
send a notice of hearing, a copy of the petition, and any exhibits to the petition to those
persons entitled to notice under the Act at least 10 days before the date of the hearing. A
party entitled to notice may waive notice by written consent. The Court may excuse notice
on a showing of good cause. The Court shall appoint a guardian ad litem for any minor or
disabled adult next of kin, unless an appointment is not deemed necessary to protect that
person or his or her estate. If the decedent left no surviving spouse or next of kin entitled
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to recover, notice shall be given by the representative or his or her attorney to the persons
named in paragraphs (a), (b), and (c) of section 2 of the Act, including persons furnishing
hospital, medical, or funeral services to the decedent, unless payment for the services is
shown.
(e) Appointment of Guardian ad Litem. In any case, the Court may appoint
an attorney as guardian ad litem to investigate the merits of the proposed settlement and to
report his or her findings and recommendations. The Court shall fix an appropriate fee for
the guardian ad litem to be taxed as costs in the estate.
(f) Expenses and Attorney’s Fees. When approving a settlement, the Court
shall determine the expenses, including attorney’s fees, to be deducted from the settlement
and shall determine the net amount distributable to estate. The Court shall not allow
attorney’s fees in excess of 33 1/3% of the gross settlement amount unless the attorney
representing the estate in a sworn affidavit recites the work and hours involved or other
special circumstances that justify a higher attorney’s fee to compensate the attorney fairly
for the work performed; provided, however, that if an appeal is perfected and the case
disposed of by the reviewing court, the attorney’s fee shall not in any event exceed 50% of
the recovery.
Rule 9.15 Withdrawal of Funds Deposited with Treasurer. Before a petition is
presented for an order directing the country treasurer to pay money deposited by order of
the Court, notice shall be given to the state’s attorney, the former representative and his or
her attorney, and all other persons entitled to notice under any order entered in the
proceeding. If the state’s attorney or the former representative fails or refuses to answer the
petition, the Court may appoint a special administrator to defend.
Rule 9.16 Withdrawal of Ward’s Money
(a) Petition to Withdraw. A petition to withdraw funds deposited or invested,
as provided in section 24-21 of the Act or pursuant to this Rule shall be presented in person
by the parent, spouse, person standing in loco parentis, or person having custody of the
ward, unless the Court waives personal presentation. The Court may require the petitioner
to furnish evidence that the sums to be withdrawn are necessary for the ward’s comfort,
education, or other benefit to the ward or his or her dependents. Unless excused from doing
so, within 30 days after the Court authorizes the withdrawal, the petitioner shall file receipts
for all sums expended. All unexpended funds shall be redeposited in accordance with
section 22-21 of the Act.
(b) When Minor Beneficiary of Decedent’s Estate. If a minor is entitled to a
distributive share of a decedent’s estate and the share consists entirely of money and no
guardian has been appointed for his or her estate, the Court on a showing under oath that it
is in the minor’s best interest may direct that the distributive share be deposited and paid
in accordance with section 22-21 of the Act. The receipt of the bank or other financial
institution is a voucher for accounting purposes.
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(c) When Value of Ward’s Estate Less Than Small Estate. If the value of a
ward’s estate is or becomes less than the small estate amount specified in section 25-2 of
the Act and no part of the estate consists of real estate or a pending cause of action for
personal injuries, a petition may be filed requesting the distribution of the estate without
further administration. In the case of a disabled adult, application shall be made by his or
her guardian or spouse, or if he or she has no spouse, by a relative having responsibility for
his or her support. In the case of a minor, application shall be made by the guardian, a
parent, or a person standing in loco parentis. If it appears there is no unpaid creditor and
that it is in the best interest of the estate and ward, the Court may order the guardian to file
a final account and make distribution as the Court directs.
Rule 9.17 Assignment of Interest. Each assignment of interest or power of attorney
with respect to a distributee’s interest in a decedent’s estate shall be presented to the Court
for filing and approval. The petition for approval shall be verified and, in the case of an
assignment, state the names and addresses of the assignor and assignee, the nature and
value of the interest involved, the consideration paid to or to be paid to the assignor, and
the fees and expenses charged or to be charged, and, in the case of a power of attorney, the
fees and expenses charged or to be charged by the attorney-in-fact and his agents and
representatives. If the Court finds the consideration paid or to be paid by the assignor is
inadequate or the fees or expenses charged or to be charged are excessive, or for other good
cause shown, it may refuse to permit the assignment of interest or power of attorney to be
filed, or may approve filing on terms it deems just and equitable.
Rule 9.18 Payment of Distributive Share to Citizen and Resident of Foreign
Country. The distributive share of a citizen and resident of a foreign country may be paid
to the official representative of the foreign country, attorney-in-fact, or assignee of a
distributee if the foreign representative, attorney-in-fact, or assignee is a bona fide resident
of Illinois, in accordance with this Rule.
(a) Entitlement to Receive Share. The foreign representative, attorney-in-fact,
or assignee shall present satisfactory evidence that the principal is the person entitled to
receive the distributive share. Each power of attorney or assignment shall be signed by the
distributee and be properly authenticated and acknowledged before an American consul,
unless the Court is satisfied with other evidence of the authenticity of the power of attorney
or assignment.
(b) Petition. The foreign representative, attorney-in-fact, or assignee shall
present a petition for leave to receive the share in a form acceptable to the Court.
(c) Bond. Unless waived by the Court, the foreign representative, attorney-in-
fact, or assignee shall furnish a bond with surety in an amount set and in a form acceptable
to the Court and conditioned on the payment and delivery of the distributive share to the
distributee.
(d) Receipt. The foreign representative, attorney-in-fact, or assignee shall
acknowledge receipt in writing of the distributive share received from the representative
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and certify in the receipt that the authority to receive the distributive share has not been
revoked. The representative shall file the receipt and certificate with vouchers.
(e) Report of Compliance. Within 90 days after entry of the order or within
further time as the Court allows, the foreign representative, attorney-in-fact, or assignee
shall present to the Court a report of compliance, with the receipt of the distributee
evidencing payment and delivery of the distributive share.
(f) Deposit with County Treasurer. If the foreign representative, attorney-in-
fact, or assignee fails, refuses, or is unable to pay and deliver the distributive share to the
distributee within the 90-day period or within further time as the Court allows, the
distributive share shall be deposited with the county treasurer subject to further order. On
presentation of the receipt of the county treasurer evidencing the deposit, the foreign
representative, attorney-in-fact, or assignee will be discharged from further duty.
(g) Attorney’s Affidavit. If the attorney representing the attorney-in-fact is not
the attorney for the estate, he or she shall file an affidavit stating he or she will properly
supervise the distribution of funds held by the attorney-in-fact.
Rule 9.19 Fees. In all cases under supervised administration:
(a) Allowance of Fees. Unless waived by or approved by all parties, no fees in
any estate proceeding shall be allowed without approval by the Court.
(b) Petition. A petition for fees shall be accompanied by a statement briefly
setting forth the gross value of the estate, a summary of the work completed and to be
completed in the future, including time expended, the amount of fee requested, and the
expenses advanced for which reimbursement is requested.
(c) Fees in Estates of Disabled Persons and Minors. Fees shall be allowed in
estates of disabled persons and minors only when current or final reports are presented for
approval, unless all interested persons are competent and approve allowance of fees at
another time.
(d) Notice. Written petitions, reports, or accounts requesting the allowance of
fees shall be served on all interested heirs, legatees, devisees, incompetents, minors, and
creditors whose claims remain unsatisfied, along with a notice of the time, date, and place
of hearing on the request. Notice shall be in accordance with Rule 5.1(b).
(e) Appearances. Entries of appearances will be accepted in lieu of any
required notice if the appearance indicates on its face that the person executing the
appearance has read the petition, account, or report and approves the fees requested.
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PART 10. DISPOSITION OF CASES OF MINORS OR DISABLED PERSONS
Rule 10.1 Settlement of Minor’s or Ward’s Personal Injury, Wrongful Death, or
Survival Statute Claim
(a) Authorized Representatives. Only a personal representative authorized by
law may seek Court approval of a settlement of a claim for personal injury and/or property
damages on behalf of a minor or ward. A personal representative authorized by law
includes a guardian appointed under the Probate Act, a next friend as recognized under the
Code of Civil Procedure or the Probate Act, and a guardian ad litem appointed by the Court.
(b) Petition. To settle a cause of action for personal injuries and/or property
damage sustained by a minor or ward or any other action in which a minor or ward will
receive any or all the settlement proceeds, the legal representative of the minor, ward, or
decedent’s estate shall execute and file a verified petition setting forth:
(1) A description of the occurrence giving rise to the cause of action;
(2) The name and address of the person or entity against whom the
cause of action has accrued;
(3) The name and address of the liability insurance carrier, if any,
affording coverage to the person or entity against whom the cause of action has accrued,
and the monetary limits of the applicable liability insurance policy;
(4) A brief description of the injuries sustained by the minor or ward
and a list of hospital and medical expenses incurred on behalf of the minor or ward as a
result of the occurrence. The petition need not be supported by a current medical certificate
or letter executed by the attending physician unless the Court requests this support;
(5) A statement by the petitioner or the attorney for the petitioner as to
the fairness of the proposed settlement and the basis for the petitioner’s or attorney’s
recommendation that the proposed settlement be approved; and
(6) The amount of attorney’s fees and costs, if any, that would be paid
from the proceeds of the proposed settlement and the bases for these amounts.
(c) Judge Assigned if Injury Action is Pending. When the proposed
settlement relates to a pending case, the verified petition shall be heard by the judge
assigned to the case. The judge assigned to the case may also determine that, based on the
complexity and expected duration of the matter, a probate guardianship estate should be
opened to provide for continued court supervision and periodic accounting.
(d) Judge Assigned if No Injury Action is Pending. When the proposed
settlement does not relate to a pending case, the verified petition shall be heard by the judge
regularly assigned to hear probate matters.
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(e) Notice. Before a party may present a petition to the Court, the party must
send a notice of hearing, a copy of the petition, and any exhibits to the petition to the
minor’s or ward’s spouse, parents, adult siblings, appointed guardian, or, if none, person
with or facility in which the minor or ward resides. A party entitled to notice may waive
notice by written consent. The Court may excuse notice on a showing of good cause.
(f) Appointment of Guardian ad Litem. In any case, the Court may appoint
an attorney as guardian ad litem to investigate the merits of the proposed settlement and to
report his or her findings and recommendations. The Court shall fix an appropriate fee for
the guardian ad litem to be taxed as costs in the case.
(g) Expenses and Attorney’s Fees. When approving a settlement, the Court
shall determine the expenses, including attorney’s fees, to be deducted from the settlement
and shall determine the net amount distributable to the minor or ward. The Court shall not
allow attorney’s fees in excess of 33 1/3% of the gross settlement amount unless the
attorney representing the minor or ward in a sworn affidavit recites the work and hours
involved or other special circumstances that justify a higher attorney’s fee to compensate
the attorney fairly for the work performed; provided, however, that if an appeal is perfected
and the case disposed of by the reviewing court, the attorney’s fee shall not in any event
exceed 50% of the recovery.
(h) Evidence of Receipt. Any order entered approving a settlement shall
provide for the distribution of the settlement funds and the filing of vouchers to evidence
receipt of any portion of the funds within a time prescribed by the Court.
(i) Use of Bank Accounts. When settlement funds are to be received by a
parent or legal representative on behalf of a minor child or ward, the parent or legal
representative must deposit the funds in a federally insured account in a financial institution
approved by the Court for the benefit of the minor or ward and shall not withdraw any of
the funds without approval by the Court. The Court shall continue the case to a specific
date for the purpose of receiving a voucher from the financial institution. The voucher must
acknowledge receipt of the funds and a copy of the Court’s order approving the settlement
and shall include the express language that “No withdrawals shall be made from this
account unless authorized by order of Court.” If the account is for the benefit of a minor,
the voucher may allow withdrawals without order of court after the date on which the minor
reaches the age of majority.
(j) Investment of Settlement Funds. If determined by the Court to be in best
interest of the minor or ward, a parent or legal representative receiving settlement funds
may, in lieu of depositing the funds as required by Rule 10.1(i), invest the funds for the
benefit of the minor or ward in accord with applicable provisions of the Probate Act.
Invested funds shall not be withdrawn or used without approval of the Court.
(k) Appointment of Guardian of the Estate. An order entered approving a
settlement shall provide for the appointment of a guardian for the minor’s or ward’s estate
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and shall require the guardian to file a bond pending proper deposit of the funds in the
approved financial institution. If the Court waives the requirement of a surety, the attorney
representing the estate of the minor or ward shall have personal responsibility for
depositing the funds in the approved financial institution.
(l) Dismissal of Action. A stipulation dismissing any pending action shall be
accompanied by the voucher from the financial institution.
(m) Annuities. When an approved settlement agreement involves a structured
settlement, the company providing the annuity must be one that holds a current rating of
“A” or better by Best’s Insurance Guide or other comparable rating service. When annuity
payments or income are payable before the beneficiary reaches the age of majority, an
order approving the settlement shall provide that the payments be made only to the estate
of the minor or ward, that they not be expended, transferred, or withdrawn from the estate
without leave of the Court, and that proof of payment of any allowed distributions be filed
with the Court.
(n) Settlements Involving Minors or Wards 14 Years or Older
(1) If Amount is $750 or Less. If the amount distributable to a minor
or ward 14 years of age or older is $750 or less, the Court in its discretion may order the
amount distributed directly to the parent or guardian with whom the minor or ward
permanently resides for the benefit of the minor or ward or may order deposit into a
financial institution approved by the Court.
(2) If Amount is Between $750 and $10,000. If the amount
distributable to a minor or ward 14 years of age or older exceeds $750 and is $10,000 or
less, the Court in its discretion may order the amount distributed on behalf of the minor or
ward to be deposited into a financial institution approved by the Court or may order that
proceedings be instituted pursuant to the Probate Act.
(3) If Amount Exceeds $10,000. If the amount distributable to a minor
or ward exceeds $10,000, or the minor or ward is younger than 14 years of age, or the
distribution to the minor or ward is to be made pursuant to a structured settlement, a
proceeding shall be initiated pursuant to the Probate Act. This provision may be waived by
the Court for good cause.
(o) Administration under Probate Act. Any approved settlement that is
required to be administered pursuant to the Probate Act shall be paid to the guardian of the
minor or ward, and the order approving the distribution shall be effective only after the
entry of an order by the judge assigned to probate matters approving the bond or other
security required to administer the settlement and distribution.
(p) Petitions to Withdraw Funds. A petition to withdraw funds held for the
benefit of a minor or ward shall be in writing and shall state the amount in the account at
the time of presenting the petition, the annual income available to the minor or ward, the
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amount and purpose of the withdrawal, and the amount of the last authorization for
withdrawal from the account for the same purpose.
Rule 10.2 Distribution of Funds to a Minor Pursuant to Judgment. The proceeds
of any judgment from which a minor or ward is to receive funds shall be distributed in a
manner in accord with Rule 10.1.
APPROVED this 12
th
day of March, 2021.
________________________________ ______________________________
Jacquelyn D. Ackert, Circuit Judge Michael P. Bald, Circuit Judge
________________________________ ______________________________
Robert T. Hanson, Circuit Judge James M. Hauser, Circuit Judge
________________________________ ______________________________
J. Jerry Kane, Circuit Judge Douglas E. Lee, Circuit Judge
________________________________ ______________________________
John B. Roe, IV, Circuit Judge Kevin J. Ward, Circuit Judge